PROSECUTOR v ALEX TAMBA BRIMA & ORS - DECISION ON PROSECUTION APPEAL AGAINST DECISION ON ORAL APPLICATION FOR WITNESS TF1-150 TO TESTIFY WITHOUT BEING COMPELLED TO ANSWER QUESTIONS ON GROUNDS OF CONFIDENTIALITY (SCSL-2004-16-AR73 ) [2006] SCSL 2 (26 May
SPECIAL COURT FOR SIERRA LEONE
JOMO KENYATTA ROAD • FREETOWN • SIERRA LEONE
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THE APPEALS CHAMBER
Before:
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Justice Raja Fernando, Presiding
Justice George Gelaga King Justice Emmanuel Ayoola Justice Renate Winter Justice Geoffrey Robertson, QC |
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Interim Registrar:
|
Mr. Lovemore Munlo, SC
|
|
Date:
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26 May 2006
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|
PROSECUTOR
|
Against
|
Alex Tamba Brima
Brima Bazzy Kamara Santigie Borbor Kanu (Case No.SCSL-2004-16-AR73) |
DECISION ON PROSECUTION APPEAL AGAINST DECISION ON ORAL APPLICATION FOR WITNESS TF1-150 TO TESTIFY WITHOUT BEING COMPELLED TO ANSWER QUESTIONS ON GROUNDS OF CONFIDENTIALITY
Office of the Prosecutor:
Luc Côté, Lesley Taylor, Nina Jørgensen, Melissa Pack |
Defence Counsel for Alex Tamba Brima:
Glenna Thompson, Kojo Graham |
Amici Curiae
|
Defence Counsel for Brima Bazzy
Kamara:
Andrew K. Daniels, Mohammed Pa-Momo Fofanah |
Human Rights Watch,
UN High Commissioner for Human Rights, Amnesty International |
Defence Counsel for Santigie Borbor Kanu:
Geert-Jan Alexander Knoops, Carry Knoops, Abibola E. Manly-Spain |
THE APPEALS CHAMBER (“Appeals Chamber”) of the Special Court for Sierra Leone (“Special Court”) composed of Justice Raja Fernando, Presiding Judge, Justice Gelaga King, Justice Emmanuel Ayoola, Justice Renate Winter, and Justice Geoffrey Robertson, QC;
BEING SEISED OF the “Prosecution Appeal Against Decision on Oral Application for Witness TF1-150 to Testify Without Being Compelled to Answer Questions on Grounds of Confidentiality” (the “Prosecution Appeal”), filed by the Prosecution on 19 October 2005 pursuant to Rule 73(B) of the Rules of Procedure and Evidence of the Special Court (“Rules”);
CONSIDERING the “Decision on the Prosecution’s Oral Application for Leave to be Granted to Witness TF1-150 to Testify without being Compelled to Answer any Questions in Cross-Examination that the Witness Declines to Answer on Grounds of Confidentiality Pursuant to Rule 70(B) and (D) of the Rules,” rendered by Trial Chamber II on 16 September 2005 (the “Impugned Decision”);[1]
NOTING (i) the Order of the President of 24 November 2005 assigning the matter to the full bench of the Appeals Chamber; (ii) the Order Appointing Human Rights Watch as Amicus Curiae filed by the Appeals Chamber on 24 November 2005; (iii) the Order Appointing the United Nations High Commissioner for Human Rights as Amicus Curiae filed by the Appeals Chamber on 28 November 2005; and (iv) the Order Appointing Amnesty International as Amicus Curiae filed by the Appeals Chamber on 2 December 2005, and its Corrigendum of 5 December 2005;
CONSIDERING ALSO:
(i) The “Joint Defence Response to Prosecution Appeal Against Decision on Oral Application for Witness TF1-150 to Testify without Being Compelled to Answer Questions on Grounds of Confidentiality” filed by the three Defendants on 27 October 2005 (the “Joint Defence Response to Prosecution Appeal”);
(ii) The “Reply to Joint Defence Response to Prosecution Appeal Against Decision on Oral Application for Witness TF1-150 to Testify without Being Compelled to Answer Questions on Grounds of Confidentiality,” filed by the Prosecution on 31 October 2005 (the “Prosecution Reply”);
(iii) The “Amicus Curiae Submission Filed under Rule 74 of the Rules of Procedure and Evidence of the Special court for Sierra Leone on Behalf of Human Rights Watch,” (the “Human Rights Watch Brief”); the “Amicus Curiae Brief of the United Nations High Commissioner for Human Rights,” (the “UNHCHR Brief”); the “Amicus Curiae Brief of Amnesty International Concerning the Public Interest Information Privilege,” (the “Amnesty International Brief”) all, severally, filed on 16 December 2005;
(iv) The “Joint Defence Response to Amicus Curiae Briefs By Human Rights Watch, Amnesty International and the United Nations High Commissioner for Human rights,” filed by the three Defendants on 17 January 2006 (the “Joint Defence Response to Amicus Briefs”);
NOW DETERMINES THIS APPEAL ON THE BASIS OF THE WRITTEN SUBMISSIONS:
I. INTRODUCTION
- The
Prosecution has appealed the Impugned Decision in which a majority of Trial
Chamber II declined to issue an order guaranteeing
that Witness TF1-150, a human
rights officer with the United Nations, would not be compelled to answer any
questions in cross-examination
identifying his confidential sources.
- Witness
TF1-150 is a foreign national who served as a United Nations human rights
officer in Sierra Leone from 1998 to 2001. By virtue
of his employment, Witness
TF1-150 enjoyed immunity from legal process. By letter dated 23 May 2005, the
United Nations waived this
immunity in order to enable TF1-150 to testify for
the Prosecution in a number of cases before the Special Court. Given the
sensitive
and confidential nature of the witness’s testimony, this waiver
was conditioned upon the witness testifying in closed session,
a condition that
was granted by the Trial
Chamber.[2] Prior to
calling the witness to testify, the Prosecution requested the Trial Chamber to
guarantee that Witness TF1-150 would not
be compelled to answer any questions in
cross-examination relating to the names of his confidential informants or
sources.
- In
the Impugned Decision, the Trial Chamber found that Rule
70[3] did not apply to
the witness or his testimony because the Prosecution failed to show, as a
necessary precondition to the application
of Rule 70, that it was in possession
of the “initial information” and because the Witness was the
recipient and not
the originator of the
information.[4] Although
the Trial Chamber recognized the special relationship between a human rights
officer and his informants, as well as the
public interest that attaches to the
work of human rights officers gathering information in the field, the Trial
Chamber found that
these factors did not outweigh the rights of the accused
persons to a fair trial as guaranteed by Article 17 of the Statute of the
Special Court.[5] The
Trial Chamber also considered that the protective measure of hearing the witness
in closed session pursuant to Rule 79 of the
Rules was sufficient to maintain
the confidentiality of the witness’s
testimony.[6]
- The
Prosecution appealed from the impugned decision on three grounds, namely,
that:
- The majority erred in law in the interpretation and construction of Rule 70(B) and Rule 70(D) of the Rules;[7]
- The majority erred in law in distinguishing and finding inapplicable the Public Version of the Confidential Decision on the Interpretation and Application of Rule 70 in the Milošević case;[8] and
- The
balancing exercise to be carried out by the Chamber was incorrectly formulated
and that the majority erred in law in balancing
the public interest attaching to
the work of human rights officers with the rights of the accused to a fair
trial.[9]
- The
two main issues that arise from these three grounds of appeal are: whether Rule
70(B) and Rule 70(D) are applicable to the Prosecution’s
request; and,
whether the majority decision was correct in balancing the public interest
attaching to the work of human rights officers
with the rights of the accused
persons to a fair trial.
II. SUBMISSIONS OF THE PARTIES AND THE AMICI CURIAE
A. Are Rule 70(B) and Rule 70(D) applicable to the Prosecution’s
request?
- The
Prosecution submitted that the Trial Chamber erred in holding that Rule 70 was
not applicable to Witness TF1-150 or his testimony
on the ground that the
witness’s sources were not “information which has been
provided” to the Prosecution within
the meaning of Rule 70
(B).[10] The
Prosecution relied on a decision of the Appeals Chamber of the International
Criminal Tribunal for the former Yugoslavia (ICTY),
which held that “[t]he
fact that information is provided in the form of testimony does not exclude it
from being ‘information’
or ‘initial information’
provided under the
Rule”[11] to
argue that the provision of information in the form of witness testimony on a
confidential basis constitutes “information
... provided... on a
confidential basis” within the meaning of Rule 70(B) triggering the
application of Rule 70 in its
entirety.[12]
- The
Prosecution also drew a distinction between Rule 70(D) and Rule 70(B),
submitting that Rule 70(D) deals with a situation in which
information is being
presented in evidence. Rule 70(B) deals with the basis upon which information is
provided to the Prosecution,
as opposed to its form or content when it comes to
be presented in
court.[13] The
Prosecution argued that “[t]he fact that a witness may give evidence as to
information provided to him by third parties
on a confidential basis does not
mean that the witness may not remain protected by the provision of Rule 70
insofar as his testimony
was provided to the Prosecution, in the first instance
on a confidential basis within the meaning of Rule
70(B).”[14] The
Prosecution also noted a distinction between witness immunity and testimonial
privilege.[15]
- According
to the Defence, the Prosecution’s request that the witness be allowed to
withhold information which is not even in
the possession of the Prosecution is
beyond the scope of Rule
70(B).[16] The Defence
submitted that the Trial Chamber was correct in determining that the witness,
who is only a recipient of hearsay information,
cannot rely on Rule
70.[17] The Defence
emphasised that the right of the accused to a fair trial enshrined in Article
17(4)(e) of the Statute includes the right
“[t]o examine or have examined,
the witness against him or
her.”[18] The
Defence opposed the proposed limitation on cross examination, explaining that
without cross-examination on the sources of the
information the evidentiary
value of the evidence could not be
assessed.[19]
- The
United Nations High Commissioner for Human Rights (“UN High
Commissioner”) urged the Appeals Chamber to adopt an interpretation
consistent with the interpretation given to Rule 70 of the ICTY Rules of
Procedure and Evidence by the Appeals Chambers of the
ICTY.[20] The UN High
Commissioner argued that the Trial Chamber was unduly restrictive in limiting
the application of Rule 70(B) to cases
where the “provider” of the
initial information for purposes of Rule 70(B) is also the source of that
information.[21] While
the Trial Chamber has the authority to assess whether information was provided
by the witness in accordance with Rule 70(B),
its enquiry is limited to an
examination of whether the information was, in fact, provided on confidential
basis.[22]
- Human
Rights Watch submitted that Rule 70 should be permissively construed to ensure
that a human rights officer acting as a witness
would not be compelled to answer
a question on grounds of confidentiality or privilege in circumstances such as
those in the instant
case.[23]
B. Was the majority decision correct in balancing the public interest attaching to the work of human rights officers with the rights of the accused persons to a fair trial?
- The
Prosecution submitted that Trial Chamber II erred in balancing the public
interest attaching to the work of Human Rights officers,
including the
privileged relationship between those officers and their informants, against the
rights of the accused protected under
Article 17 of the
Statute.[24] According
to the Prosecution, the correct balancing exercise should have been between the
public interest attaching to the work of
human hights officers and the public
interest in having all the relevant information before the
Chamber.[25] Applying
this test, the Prosecution argued that the balance falls in favour of permitting
a human rights officer to refuse to disclose
the identities of his
sources.[26] The
Prosecution submitted that the Rules recognize that non-revelation of some
information to the Chamber does not breach the fair
trial rights of the accused
per se.[27]
Moreover, non disclosure of the identities of sources would not prejudice the
rights of the accused because the Defence could call
other evidence to challenge
any information provided by the witness and because the Trial Chamber could
determine how much weight,
if any, to place on the particular portion of the
evidence which was given without a named
source.[28]
- The
Defence submitted that the rights of the accused should be taken into account
and that the issue in this case cannot be equated
with other situations
involving testimonial immunity or with the special protections accorded to
employees of the International Committee
of the Red
Cross.[29] The Defence
argued that the witness cannot seek to rely on the immunities and privileges
which have already been waived by the United
Nations and that the issue is not
one involving freedom of
speech.[30] According
to the Defence, the protective measure of hearing the witness in closed session
is sufficient to safeguard the witness’s
informants and the role of the
human rights
officer.[31]
- The
UN High Commissioner explained that confidentiality is an essential element of
the working methods of UN human rights officers,
and that their work is of
fundamental importance to the restoration and maintenance of international peace
and security, the rule
of law, and the administration of
justice.[32] Thus, she
argued in favour of a privilege protecting the identities of the confidential
sources of a UN human rights officer which
is not subject to any balancing of
compelling interests, but is subject to a specific exception where exculpatory
evidence is
involved.[33] In her
view, any prejudice to the rights of an accused person could be addressed by
reducing the weight to be accorded to the testimony
for which the sources are
being withheld.[34]
The UN High Commissioner submitted that this privilege cannot be waived by the
Secretary-General, the High Commissioner, or the human
rights officer and that
the UN waiver letter did not purport to waive the privilege protecting the
confidential sources of a UN human
rights
officer.[35]
- Amnesty
International addressed the public interest in protecting confidential
communications concerning human rights violations.
According to Amnesty
International the public interest information privilege is grounded in the human
right to freedom of opinion
and expression and, thus, can only be waived by the
source and not the human rights
officer.[36]
- Human
Rights Watch submitted that there is a generally consistent jurisprudence
protecting a category of witnesses, including human
rights officers, from
revealing their
sources.[37] Human
Rights Watch explained that the accused person would not be prejudiced by expert
evidence containing hearsay on factual matters
because a court could give
appropriate weight to such
evidence.[38]
III. DELIBERATIONS
- The
Appeals Chamber gratefully acknowledges the extensive and helpful submissions in
the briefs.[39]
However, this appeal will focus on the two grounds which properly arise from the
Impugned Decision, namely: first, the question of
the applicability of Rules
70(B) and 70(D) to the Prosecution’s request; and, second, the balancing
of the public interest
in protecting confidentiality in the work of human rights
officers and the public interest in the fair trial of an accused.
A. Are Rule 70(B) and Rule 70(D) applicable to the Prosecution’s request?
- Rule
70 is principally an exception to the disclosure scheme contained in Rules 66 to
69. Rule 70(A) exempts internal documents prepared
by a party from these
disclosure rules. Rule 70(B) exempts from disclosure “information which
has been provided to the Prosecutor
on a confidential basis and which has been
used solely for the purpose of generating new evidence” unless the
Prosecutor first
gains the provider’s consent. Rules 70(C) and 70(D)
recognise the competence of the person or entity providing information
under
Rule 70 to give evidence but continue to ensure that such person shall not be
compelled or required to reveal more than he
or she had consented to. Rule 70(E)
preserves the right of the accused to challenge the evidence presented by the
Prosecution but
recognises the limitation to that right in Rules 70(C) and
70(D).
- With
regard to the applicability of Rule 70, the Prosecution’s appeal raises
two issues: first, did the Trial Chamber err in finding that Rule 70 does
not apply because the Prosecution failed to prove that it was in possession
of
the initial information?; and, second, did the Trial Chamber err in
finding that Rule 70(D) did not apply because Witness TF1-150 is not the
“originator of the initial
information” or “the person or
representative of the entity providing the initial information”?
1. Did the Trial Chamber err in finding that Rule 70 does not apply because the Prosecution failed to prove that it was in possession of the initial information?
-
It is the possession of the “initial information” which has been
provided to the Prosecutor on a confidential basis and which has been
used solely for the purpose of generating new evidence that triggers the
protection from disclosure of both the information
and its origin in Rule 70(B).
However, the ICTY Appeals Chamber has explained that, for the purposes of Rules
70(C) and 70(D), the
term “initial information” is not limited to
evidence used solely for generating new evidence, since these parts of Rule
70
regulate the use of the previously confidential material in court with the
consent of the provider:
By definition, the information is by this stage no longer being ‘used solely for the purpose of generating new evidence’. It becomes a matter of necessary textual interpretation, therefore, that the information referred to in paragraphs (C) and (D) must be that which was provided to the Prosecutor on confidential basis (the first option), and not that which was so provided and which has been used solely for the purpose of generating new evidence (the second option). In the opinion of the Appeals Chamber, the Trial Chamber erred in adopting the second option rather than the first.
- The
Appeals Chamber agrees with the opinion of the ICTY Appeals Chamber in the
Milošević
Decision[40] and
finds that “information” referred to in Paragraphs (C) and (D) is
information which was provided to the Prosecutor
on a confidential basis,
without the characteristic that it “has been used solely for the purpose
of generating new evidence”.
The guiding characteristic of the information
provided under Rule 70 is that it was provided on confidential basis. That makes
the
consent of the person who provided the information on confidential basis a
pre-condition to disclosure in paragraph (B); makes additional
evidence received
from that person protected in paragraph (C); and, makes that person, if called
as a witness, not compellable to
answer any question that he may decline to
answer on the basis of confidentiality in paragraph (D).
- It
is not profitable to ask whether the term “information” includes the
source of the information for the purposes of
Rule 70. It is manifest that Rule
70(B) only requires that the Prosecution be in possession of the “initial
information”.
Both the initial information and its source are protected by
Rule 70(B) from disclosure without the prescribed written consent. Even
if the
Prosecutor was in possession of the source information, he could not be required
to disclose it without the provider’s
consent.
- The
Appeals Chamber, therefore, finds that the Trial Chamber majority erred in
holding that Rule 70 applies only where the Prosecutor
is in possession of
information which has been provided to him on a confidential basis and which has
been used solely for the purpose
of generating new evidence, without noting that
the condition that the information “has been used solely for the purpose
of
generating new evidence” does not apply to sub-Rules 70(C) and 70(D).
This deficiency affected the Trial Chamber’s conclusion
that the
Prosecution had failed to show that it was “in possession of that initial
information.”
- The
Appeals Chamber, moreover, observes that a Trial Chamber should be conscious of
the difficulties in assessing the scope of information
provided to the
Prosecution on a confidential basis. An assertion by the Prosecution that
information has been provided on a confidential
basis would normally satisfy the
Trial Chamber. Notwithstanding these practical limitations, the Appeals Chamber
shares the view
of the ICTY Appeals Chamber that the jurisdiction of the Trial
Chamber to probe the assertion is undoubted:
Chambers of the Tribunal do indeed have the authority to assess whether information has been provided in accordance with Rule 70(B) and so benefits from the protection afforded by that Rule. However, such enquiry must be of a very limited nature: it only extends to an examination of whether the information was in fact provided on a confidential basis, bearing in mind that the providing of information may not be confined to a single act, but may consist of a process involving several acts. This is an objective test. The Chambers may be satisfied of this simply by a consideration of the information itself, or by the mere assertion of the Prosecutor, or they may require confirmation from the information provider or, where the information is in the form of a document, for example, there may be something on the face of the document which indicates that it was indeed provided on a confidential basis.[41]
- In
the instant case, the Defence was concerned with witness’s confidential
sources, since the evidence of the witness himself
was already disclosed to the
Defence. The Defence did not argue and the Trial Chamber did not find that the
information concerning
the witnesses sources could not have been provided on a
confidential basis. In the view of the Appeals Chamber, the Prosecution’s
statement that the information had been confidentially provided and the UN
letter referring to the “the sensitive and confidential”
nature of
the witness’s information were sufficient to demonstrate that the
Prosecutor was in possession of initial information
provided on confidential
basis rather than to the contrary.
- The
Appeals Chamber, therefore, concludes that the Trial Chamber erred in finding
that Rule 70 did not apply because the Prosecution
failed to show that it was in
possession of the initial information.
- The
Appeals Chamber notes that although the Milošević Decision was
cited to the Trial Chamber, the majority considered that it was
“distinguishable and therefore not pertinent to the
case.”[42] The
Appeals Chamber considers that this authoritative and historical exposition of
the purpose of Rule 70 of the ICTY Rules, on which
the Rules of the Special
Court are based, should not have been dismissed as “not pertinent”
to a case in which the main
issue was Rule 70’s applicability.
2. Did the Trial Chamber err in finding that Rule 70(D) did not apply because Witness TF1-150 is not the “originator of the initial information” or “the person or representative of the entity providing the initial information”?
- The
Trial Chamber found that the Prosecution could not rely on the protection
offered by Rule 70(D) because the witness was neither
the “originator of
the initial information nor the person or representative of the entity providing
the initial information
but merely a recipient thereof.” The Trial
Chamber reasoned that “Rule 70(D) applied where ‘the person or
representative
of the entity providing the initial information’ (i.e. the
informant himself) has been called upon to testify.” The
Trial Chamber
categorized the “originator” of the information as “the
informant himself” and the witness
as “a recipient”.
- The
Appeals Chamber finds that this reasoning is flawed in several respects. First,
the term “initial information” in
Rules 70(B) and 70(C) does not
necessarily include all information from which the information provided to the
Prosecutor was derived.
As explained above, the reference to “initial
information” in Rules 70(C) and 70(D) means information provided on
confidential
basis.
- Second,
in Rules 70(B) and 70(C), the Prosecutor is the recipient of the information and
the person or representative of the entity
who provided the information to him
is the “provider”. The actual origin, in the sense of an ultimate
originating source,
of the information provided to the Prosecutor may not be
known or may not be discernable because the information may not have been
given
to the provider by any single person. More often than not the origin of
information gleaned by a provider may be a collection
of persons, such as a
community piecing knowledge together—a little here a little there—to
build up information or an
entity collecting facts from different sources to
build up information provided to the Prosecutor on confidential basis.
- The
category of “originator of the initial information”, coined by the
Trial Chamber, is alien to Rule 70 (D). Rule 70(D)
grants the person providing
or the representative of the entity providing the initial information
(“the provider”) protection
from compellability in regard to
answering questions. Rule 70(D) does not require that the witness is the
“originator of the
initial information”. Indeed, one of the
purposes of Rule 70(D) is to leave to the provider of the initial information
the
discretion to reveal or not to reveal the source or sources of information
provided to the Prosecutor on a confidential basis. The
Rules thus enable the
witness to remain faithful to the pact of confidentiality, thus preserving the
conditions under which the information
provided to the Prosecutor may have been
obtained.
- The
Trial Chamber erred in concluding that Rule 70(D) could not apply because
Witness TF1-150 is not the “originator of the
initial information”
or “the person or representative of the entity providing the initial
information”. The Appeal
Chamber, thus, finds that the Trial Chamber erred
in finding that the provisions of Rule 70 upon which the Prosecution sought to
rely were not applicable to the witness or his testimony.
B. Was the majority decision correct in balancing the public interest attaching to the work of human rights officers with the rights of the accused persons to a fair trial?
- Having
found that Rule 70 did not apply to Witness TF1-150, the Trial Chamber proceeded
to reject the Prosecution’s request
on a second basis. While recognizing
the privileged relationship between a human rights officer and his informants,
as well as the
public interest that attached to the work of human rights
officers gathering confidential information in the field, the Trial Chamber
found that that these considerations should not outweigh the rights of the
accused to a fair trial as guaranteed by Article 17 of
the Statute of the
Special Court. The Prosecution has appealed this finding.
- Since
the Trial Chamber has acknowledged the privileged relationship and the public
interest arising out of the work of human rights
officers, the Appeals Chamber
will not delve into these issues in any further detail. However, the Appeals
Chamber considers that
the special interests of human rights officers who have
provided confidential information to the Prosecutor are adequately covered
by
Rule 70, which can be interpreted as protecting confidential information from
disclosure and protecting the provider from certain
aspects of compellability.
To this extent, a limited testimonial privilege has already been recognized in
the Rules. Moreover, insofar
as Rule 70 is not focused on the status, office, or
profession of the informant, it offers a more general protection. Read
purposively,
the provisions of Rule 70 can achieve the same purpose as is served
by erecting a shield of privilege to protect some categories
of persons from
compulsion to divulge details and sources of confidential communication or
information where appropriate. The purposes
served by Rules 70(C) and 70(D) will
not be served merely by resort to a closed session. The Rule 70 information
provider must be
empowered to guarantee anonymity to a confidential source. This
guarantee of non-disclosure of identity cannot depend on the chance
that a
future Trial Chamber might order a closed session hearing or other protective
measures.
- However,
the probative value of the witness’s remaining evidence may be affected by
the invocation of Rule 70 protection. Thus,
the fairness of the trial can be
ensured by the Trial Chamber’s overriding obligation to assess the
evidence in its totality
and the following safeguards set out in the ICTY
Appeals Chamber’s decision:
The Appeals Chamber observes that two safeguards exist to ensure that any misuse does not deprive accused of their rights to challenge the evidence against them and to receive a fair trial. First [...] the Trial Chambers do possess a limited authority to police the application of Rule 70 in order to prevent its misapplication. Second, paragraph (G) of Rule 70 expressly empowers the Trial Chambers to ‘exclude evidence if its probative value is substantially outweighed by the need to ensure a fair trial.’ Designed to ensure that the restrictions in paragraphs (C) and (D) do not undermine the bedrock requirement of fair trial when the Rule is properly invoked, paragraph (G) also gives Trial Chambers a tool to protect that requirement if the Rule has been misused.[43]
- The
Appeal Chamber notes that there is no Rule 70 (G) in the Rules of the Special
Court. However, there is Rule 95 which is specifically
referred to in Rule 70(F)
and which provides that “No evidence shall be admitted if its admission
would bring the administration
of justice into serious disrepute.” This
provision is wide enough to cover such cases as would be covered by Rule 70 (G)
of
the ICTY Rules.
- For
these reasons, the Appeals Chamber is satisfied that Rule 70 applies to Witness
TF1-150 or his testimony and that the request
of the Prosecution should have
been granted.
IV. DISPOSITION
FOR ALL THE ABOVE REASONS THE APPEALS CHAMBER,
ALLOWS the Prosecutor’s appeal,
QUASHES the Impugned Decision,
AND GRANTS the Prosecution’s oral application for leave to be granted to witness TF1-150 to testify without being compelled to answer questions in cross-examination that the witness declines to answer on grounds of confidentiality pursuant to Rule 70 (B) and (D) of the Rules.
Hon. Justice Robertson is appending his Separate and Concurring Opinion to the present Decision.
Done at Freetown this day 26th of May 2006
___________________
Justice Raja Fernando
Presiding Judge,
|
__________________
Justice Emmanuel Ayoola |
______________________
Justice George Gelaga King
|
______________________
Justice Renate Winter |
______________________
Justice Geoffrey Robertson, QC |
[Seal of the Special Court for Sierra Leone]
[1] Pursuant to the
Appeals Chamber’s jurisprudence requiring separate and dissenting opinions
to be filed together with the related
majority decision, the Dissenting Opinion
of Justice Doherty filed on 23 September 2006 ought to have been filed on 16
September
2005. See Prosecutor v. Brima, Kamara, Kanu, Case No.
SCSL-04-16-AR73, Decision on Brima-Kamara Defence Appeal Motion Against Trial
Chamber II Majority Decision on Extremely
Urgent Confidential Joint Motion for
the Re-Appointment of Kevin Metzger and Wilbert Harris As Lead Counsel for Alex
Tamba Brima
and Brima Bazzy Kamara, 8 December 2005, paras.
20–24.
[2]
Transcript of 13 September 2005, Oral decision, p.
24.
[3] Rule 70:
Matters not Subject to Disclosure
(A)
Notwithstanding the provisions of Rules 66 and 67, reports,
memoranda, or other internal documents prepared
by a party, its assistants or
representatives in connection with the investigation or preparation of the case,
are not subject to
disclosure or notification under the aforementioned
provisions.
(B) If the Prosecutor is in possession of
information which has been provided to him on a confidential basis and which
has
been used solely for the purpose of generating new evidence, that initial
information and its origin shall not be disclosed by
the Prosecutor without the
consent of the person or entity providing the initial information and shall in
any event not be given
in evidence without prior disclosure to the
accused.
(C) If, after obtaining the consent of the person
or entity providing information under this Rule, the Prosecutor
elects to
present as evidence any testimony, document or other material so provided, the
Trial Chamber may not order either party
to produce additional evidence received
from the person or entity providing the initial information, nor may the Trial
Chamber for
the purpose of obtaining such additional evidence itself summon that
person or a representative of that entity as a witness or order
their
attendance. The consent shall be in writing.
(D) If the
Prosecutor calls as a witness the person providing or a representative of the
entity providing information
under this Rule, the Trial Chamber may not compel
the witness to answer any question the witness declines to answer on grounds of
confidentiality.
(E) The right of the accused to challenge
the evidence presented by the Prosecution shall remain unaffected subject
only
to limitations contained in Sub-Rules (C) and (D).
(F)
Nothing in Sub-Rule (C) or (D) above shall affect a Trial Chamber's power to
exclude evidence under
Rule 95.
[4]
Impugned Decision, para.
19.
[5] Impugned
Decision, para.
20.
[6] Impugned
Decision, para.
20.
[7] Prosecution
Appeal, para. 8.
[8]
Prosecution Appeal, para. 9, citing Prosecutor v.
Milošević, Case No. IT-02-54-AR108bis&AR73.3, Public Version
of the Confidential Decision on the Interpretation and Application of Rule
70,
23 October 2002 (the “Milošević Decision”). See
also, Prosecution Reply, paras.
2–5.
[9]
Prosecution Appeal, para. 10.
[10] Prosecution
Appeal, para.
14.
[11]
Prosecutor v. Milošević, Case No. IT-02-54-AR108bis&AR73.3,
Public Version of the Confidential Decision on the Interpretation and
Application of Rule
70, 23 October
2002.
[12]
Prosecution Appeal, paras.
15–20.
[13]
Prosecution Appeal, paras. 21–23. See also, Prosecution Reply,
para. 6.
[14]
Prosecution Appeal, para.
21.
[15]
Prosecution Appeal, para.
22.
[16] Joint
Defence Response to Prosecution Appeal, paras. 9–16. See also,
Joint Defence Response to Amicus Briefs, paras.
1–26.
[17]
Joint Defence Response to Prosecution Appeal, paras.
17–31.
[18]
Joint Defence Response to Prosecution Appeal, paras.
32–37.
[19]
Joint Defence Response to Prosecution Appeal, paras.
38–43.
[20]
UNHCHR Brief, paras.
15–20.
[21]
UNHCHR Brief, paras.
17–19.
[22]
UNHCHR Brief, para.
20.
[23] Human
Rights Watch Brief, paras. 19–26.
[24] Prosecution
Appeal, paras. 24–26, 28–54. See also, Prosecution Reply,
paras,
7–24.
[25]
Prosecution Appeal, para.
26.
[26]
Prosecution Appeal, paras.
26–27.
[27]
Prosecution Appeal, para.
26.
[28]
Prosecution Appeal, para.
55.
[29] Joint
Defence Response to Prosecution Appeal, paras. 44–76, 85–93. See
also, Joint Defence Response to Amicus Briefs, paras. 27–45.
[30] Joint Defence
Response to Prosecution Appeal, paras. 72–76. See also, Joint
Defence Response to Amicus Briefs, paras. 48,
52–54.
[31]
Joint Defence Response to Prosecution Appeal,, paras. 78–84. See
also, Joint Defence Response to Amicus Briefs, paras.
55–65,
[32]
UNHCHR Brief, paras.
32–34.
[33]
UNHCHR Brief, paras.
21–46.
[34]
UNHCHR Brief, paras.
47–63.
[35]
UNHCHR Brief, paras.
64–70.
[36]
Amnesty International Brief.
[37] Human Rights
Watch Brief, paras.
27–57.
[38]
Human Rights Watch Brief, paras.
58–63.
[39]
As a preliminary matter, the Appeals Chamber notes the Defence objection to the
Prosecution’s failure to file copies of jurisprudential
authorities
referred to in the Prosecution Appeal. The exception created by Article 7(D)(i)
of the Practice Direction on Filing Documents
before the Special Court, which
exempts a party from filing a document when it is “readily available on
the internet”,
does not include paid or subscription websites. In order to
ensure that the parties and the court have access to all necessary authorities,
copies of authorities accessed on such websites must be filed pursuant to
Article 7(B) of the Practice Direction on Filing Documents
before the Special
Court.
[40]
Prosecutor v. Milošević, Case No. IT-02-54-AR108bis&AR73.3,
Public Version of the Confidential Decision on the Interpretation and
Application of Rule
70, 23 October
2002.
[41]
Prosecutor v. Milošević, Case No. IT-02-54-AR108bis&AR73.3,
Public Version of the Confidential Decision on the Interpretation and
Application of Rule
70, 23 October 2002, para.
29.
[42] Impugned
Decision, para.
19.
[43]
Prosecutor v. Milošević, Case No. IT-02-54-AR108bis&AR73.3,
Public Version of the Confidential Decision on the Interpretation and
Application of Rule
70, 23 October 2002, para. 26.