PROSECUTOR v ALEX TAMBA BRIMA & ORS - DECISION ON BRIMA-KAMARA DEFENCE APPEAL MOTION AGAINST TRIAL CHAMBER II MAJORITY DECISION ON EXTREMELY URGENT CONFIDENTIAL JOINT MOTION FOR THE RE-APPOINTMENT OF KEVIN METZGER AND WILBERT HARRIS AS LEAD COUNSEL FOR A
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THE APPEALS CHAMBER
Before:
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Justice Raja Fernando, Presiding
Justice Emmanuel Ayoola, Justice George Gelaga King Justice Geoffrey Robertson, QC Justice Renate Winter |
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Interim Registrar:
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Mr. Lovemore Munlo, SC
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Date:
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8th December 2005
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PROSECUTOR
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Against
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Alex Tamba Brima
Brima Bazzy Kamara Santigie Borbor Kanu (Case No.SCSL-2004-16-AR73) |
DECISION ON BRIMA-KAMARA DEFENCE APPEAL
MOTION
AGAINST TRIAL CHAMBER II MAJORITY DECISION
ON
EXTREMELY URGENT CONFIDENTIAL JOINT MOTION
FOR THE RE-APPOINTMENT OF
KEVIN METZGER AND WILBERT HARRIS
AS LEAD COUNSEL FOR ALEX TAMBA BRIMA
AND BRIMA BAZZY KAMARA
First Respondent:
The Registrar |
Court Appointed Counsel for Alex Tamba
Brima:
Kojo Graham Glenna Thompson |
Second Respondent:
The Principal Defender |
Court Appointed Counsel for Brima Bazzy
Kamara
Andrew K. Daniels Mohammed Pa-Momo Fofanah |
THE APPEALS CHAMBER (“Appeals Chamber”) of the Special Court for Sierra Leone (“Special Court”) composed of Justice Raja Fernando, Presiding Judge, Justice Emmanuel Ayoola, Justice George Gelaga-King, Justice Geoffrey Robertson and Justice Renate Winter;
BEING SEISED OF “Brima-Kamara Defence Notice of Appeal” and of “Brima-Kamara Defence Appeal Motion Pursuant to Article II of the Practice direction for Certain Appeals Before the Special Court” filed on 2 September 2005 on behalf of Alex Tamba Brima and Brima Bazzy Kamara (the “Appeal”) pursuant to Rule 73(B) of the Rules of Procedure and Evidence of the Special Court (“Rules”);
CONSIDERING the “Defence Office Response to Brima-Kamara Defence Appeal Motion Pursuant to Article II of the Practice Direction for Certain Appeals Before the Special Court” filed by the Defence Office on 9 September 2005 (the “Defence Office Response”) and its Corrigendum of 13 September 2005;
CONSIDERING the “1st Respondent’s Response to the Interlocutory Appeal of Alex Tamba Brima and Brima Bazzy Kamara” filed by the Registrar on 12 September 2005 (the “Registrar’s Response”);
CONSIDERING the “First Respondent’s Additional Motion to the Interlocutory Appeal of Alex Tamba Brima and Brima Bazzy Kamara and the Response by the Principal Defender (the Second Respondent)” filed by the Registrar on 13 September 2005 (the “Registrar’s Additional Motion”);
CONSIDERING the “Second Respondent’s Response to the First Respondent’s Additional Motion to the Interlocutory Appeal of Alex Tamba Brima and Brima Bazzy Kamara and the Response by the Principal Defender (Second Respondent)” filed by the Principal Defender on 16 September 2005 (the “Principal Defender’s Response to the Registrar’s Additional Motion”);
CONSIDERING “Brima-Kamara Joint Defence Reply to 1st Respondent’s Response to the Interlocutory Appeal of Alex Tamba Brima and Brima Bazzy Kamara” filed on the behalf of Alex Tamba Brima and Brima Bazzy Kamara on 16 September 2005 (the “Reply”);
NOTING the “Decision on the Extremely Urgent Confidential Joint Motion for the Re-Appointment of Kevin Metzger and Wilbert Harris as Lead Counsel for Alex Tamba Brima and Brima Bazzy Kamara and Decision on Cross Motion by Deputy Principal Defender to Trial Chamber II for Clarification of its Oral Order of 12 May 2005” rendered by Trial Chamber II on 9 June 2005 (the “Impugned Decision”);
NOTING the “Decision on Brima-Kamara Application for Leave to Appeal from Decision on the Re-Appointment of Kevin Metzger and Wilbert Harris as Lead Counsel” rendered by Trial Chamber II on 5 August 2005 (the “Decision Granting Leave to Appeal the Impugned Decision”);
NOW DETERMINES THIS APPEAL ON THE BASIS OF THE WRITTEN SUBMISSIONS OF THE PARTIES
I. PROCEDURAL HISTORY OF THIS APPEAL
1. This is an appeal by Alex Tamba Brima and Brima Bazzy Kamara (“the Appellants”) against the Impugned Decision in which their motion for the re-assignment of Kevin Metzger and Wilbert Harris as their Lead Counsel was dismissed.
2. The procedural history in this matter is set out in the Impugned Decision and does not need to be repeated here in detail. The following summary is sufficient for present purposes. By an oral order of 12 May 2005[1] and a written decision filed on 20 May 2005, the Trial Chamber permitted former Lead Counsel for the Appellants to withdraw from the case to which they had been assigned on the grounds of the threats to former Lead Counsel and their families.[2] By a Motion filed on 24 May 2005, the Appellants sought an Order: (i) that the Registrar re-assign former Lead Counsel; (ii) to the Acting Principal Defender to immediately enter into a legal services contract with former Lead Counsel; (iii) that Justices who re-confirmed the order not to re-appoint be recused from hearing he motion; (iv) declaring as null and void the decision of the Registrar not to re-assign Counsel; and (v) any other relief deemed fit and appropriate.[3] Trial Chamber II dismissed the Motion to Re-appoint finding that it was frivolous and vexatious. On 5 August, the Trial Chamber allowed an appeal by the Appellants and they filed notice of appeal on 2 September 2005.
II. NOTING THE SUBMISSIONS OF THE PARTIES
- The
Impugned Decision dismissed the Motion filed by the Defence for Brima and Kamara
(the “Appellants”) on 24 May 2005
for the re-appointment of their
respective Lead Counsel as “frivolous and vexatious” and refused the
following relief
prayed for, namely (a) an Order to the Registrar to ensure that
Counsel Metzger and Harris are re-assigned as Lead Counsel for Brima
and Kamara;
(b) an Order to the Acting Principal Defender to immediately enter into a legal
services contract with the two Counsel;
(c) that the Judges who reconsidered not
to re-appoint the two Counsel as indicated in a letter from the
Registrar’s Legal
Adviser recuse themselves from hearing the Motion; (d)
an Order to declare as null and void the decision of the Registrar not to
re-assign Counsel which was made without legal or just cause; (e) a public and
open court hearing of the Motion and Cross Motion
filed by the Principal
Defender.
A. The Appeal Motion:
- After
submitting that the current appeal fully fulfils the requirements of the
Practice Direction for Certain Appeals, the Defence
raises the following grounds
of appeal:
- (i) The Defence
refers to a decision of the Registrar refusing the re-appointment of former Lead
Counsel and submits that it amounted
to a breach of the right of the Appellants
to choose their own Counsel. The Defence submits that the Registrar might only
refuse
the Appellants’ wishes regarding the appointment of their Counsel
on reasonable and valid grounds, which were lacking in the
current case. The
Defence further submits that the Trial Chamber had no power or authority to
interfere in the statutory right of
an accused to choose his or her assigned
Counsel by giving directives that are contrary to that choice to the
Registrar.
- (ii) The
Defence challenges Trial Chamber II decision not to exercise its inherent
jurisdiction to judicially review the administrative
actions of the Registrar
and the Acting Principal Defender. According to the Defence, the Trial chamber
erred in law by stating
that it had no power to order the Acting Principal
Defender to enter into a Legal Services Contract with the Counsel.
- (iii) The
Defence further challenges the denial of an order for a public hearing on its
application. The Defence submits that Rule
73(A) gives the Trial Chamber the
power and discretion to hear motions in open court and that the Trial Chamber
misinterpreted this
Rule in a way which erodes the rights of the Appellants
under Article 17 of the Statute.
- (iv) The
Defence submits that the Trial Chamber erroneously considered its Extremely
Urgent Confidential Joint Motion for the Re-Appointment
of Kevin Metzger and
Wilbert Harris as Lead Counsel for Alex Tamba Brima and Brima Bazzy Kamara of 24
May 2005 (the “Motion
to Re-Appoint”) as a Motion to Withdraw
Counsel under Rule 45(E), and therefore dismissed it as “frivolous and
vexatious”,
when it was filed pursuant to Rule 54, Article 17(4)(d) and
the inherent power of the Court.
- (v) The Defence
further submits that that the Trial Chamber erred in law and/or in fact
considering the Motion to Re-Appoint as a
continuation or extension of the
earlier application to Withdraw Counsel under Rule 45(E) and that this confusion
prevented it from
considering the merits of the Motion to Re-Appoint.
- (vi) The
Defence submits that the Trial chamber erred in law and/or in fact by
considering that former Lead Counsel were not eligible
to be re-appointed since
they were no longer on the list of qualified Counsel required to be kept under
Rule 45(C), when their removal
was effected by the Registrar when the Motion to
Re-Appoint was pending judicial consideration by the Trial Chamber.
- (vii) Finally,
the Defence submits that the Trial Chamber erred in law and/or in fact by ruling
that there were no grounds for submitting
that any Judge recuse himself or
herself, when, according to Justice Sebutinde’s observations in her
dissenting opinion, the
two other Justices expressed their preference or
otherwise for Counsel, thereby giving an impression of partiality, bias and
unsolicited
and unwarranted interference with the statutory rights of the
Appellants.
- (i) The Defence
refers to a decision of the Registrar refusing the re-appointment of former Lead
Counsel and submits that it amounted
to a breach of the right of the Appellants
to choose their own Counsel. The Defence submits that the Registrar might only
refuse
the Appellants’ wishes regarding the appointment of their Counsel
on reasonable and valid grounds, which were lacking in the
current case. The
Defence further submits that the Trial Chamber had no power or authority to
interfere in the statutory right of
an accused to choose his or her assigned
Counsel by giving directives that are contrary to that choice to the
Registrar.
- For
the foregoing reasons, the Defence prays the Appeals Chamber to (a) make a
declaration that refusal of the Registrar and the Trial
chamber to re-appoint
Counsel Metzger and Harris as Lead Counsel amounted to a violation of the
statutory rights of the Accused under
Article 17(4)(d) of the statute; (b) make
a declaration that the Registrar’s decision against the re-assignment of
Counsel
Metzger and Harris and the removal of their names from the list of
eligible Counsel was ultra vires and null and void; (c) order the
reinstatement of Counsel Metzger and Harris on the list of qualified counsel;
(d) declare that the
Trial Chamber has both the inherent jurisdiction and the
power to review the Registrar’s decision not to re-assign Counsel
Metzger
and Harris, as well as the Registrar’s decision to remove their names from
the list of qualified Counsel; (e) declare
that Justices Doherty and Lussick,
having advised the Registrar against the re-appointment of the two Counsel,
should have recused
themselves from hearing the Motion on their re-appointment;
and (f) declare that the Trial Chamber erred in law by not considering
the
Motion before it on its merits as a separate and distinct application.
B. Defence Office’s Response:
- The
Defence Office supports the ground tendered by the Defence in its Appeal by
adding the following submissions:
- (i) On the
first ground of appeal, the Defence Office submits that, although the right of
the Appellants to Counsel of his own choosing
is not absolute, if the withdrawn
Counsel fulfil the criteria for eligibility to be placed on the list of
qualified Counsel, have
a good rapport with their client, and are knowledgeable
about their case, they should, in the interest of justice, have been re-assigned
considering the stage at which the case has reached.
- (i) On the
first ground of appeal, the Defence Office submits that, although the right of
the Appellants to Counsel of his own choosing
is not absolute, if the withdrawn
Counsel fulfil the criteria for eligibility to be placed on the list of
qualified Counsel, have
a good rapport with their client, and are knowledgeable
about their case, they should, in the interest of justice, have been re-assigned
considering the stage at which the case has reached.
(ii) On the Second Ground of Appeal, the Defence Office submits that the Trial Chamber could, as did Trial chamber I in a former Decision in the Brima case,[4] have exercised its inherent jurisdiction to entertain a motion on the ground of denial of request for assignment of Counsel and to prevent a violation of the rights of the accused.
(iii) On the Third Ground of Appeal, the Defence Office admits that the motion is not a hearing per se, but submits that it was brought during the process of trial and fits within the precincts of Article 17(2) of the Statute. The Defence Office further submits that the application for a public hearing was made upon the discovery that the Registry had de-listed both Lead Counsel from the roll of eligible Counsel before the Special Court, and that the Trial Chamber erroneously considered that the request for public hearing should not have been made within the Reply, when it did not constitute a claiming for additional relief. The Defence Office submits that the Article 17(2)(d) guarantee of the right to a public hearing should prevail Rule 73(A) provision that the Trial Chamber shall rule interlocutory Motions based solely on the written submissions of the parties unless it is otherwise decided.
(iv) On the Fourth and Fifth Grounds of Appeal, the Defence Office submits that the Trial Chamber erroneously considered the Motion to Re-Appoint as a Request for review of its earlier decision on Motion for Withdrawal filed by their former Counsel and, consequently, had no regard to the request of the Accused to have their withdrawn Counsel re-assigned, which it dismissed as “vexatious and frivolous” and without bona fide motive. The Defence Office emphasises that the Accused genuinely wanted their Lead Counsel to be re-appointed and that the Motion was filed under Rule 54 and 73(a) of the Rules and the inherent jurisdiction of the Court.
(v) On the Sixth Ground of Appeal, the Defence Office challenges the Trial Chamber’s finding that the Registrar has the power to remove Counsel from the list of eligible Counsel on the basis of “security concerns” and stresses that the role of assignment, withdrawal and replacement of Counsel is essentially a role and function of the Principal Defender. The Defence Office further submits that the “security concerns” on which the removal was based were not investigated by the Registrar before taking its decision and are not even prescribed by the Rules or the Directive on the Assignment of Counsel. The Defence Office notes that the Acting Registrar requested the Deputy Principal Defender to strike Counsel off the list and that his request was declined on the grounds that the matter was sub-judice. The Defence Office thus emphasises that the Lead Counsel were struck off the list by the Acting Registrar without the consent and despite the legal advice from the Defence Office.
(vi) On the Seventh Ground of Appeal, the Defence Office supports the Appeal on the ground of extra judicial interference in the re-appointment of Counsel by Justices Doherty and Lussick.
- In
addition to the above Grounds of Appeal, the Defence Office adds the following
“Additional Grounds and Arguments”:
- (i) Firstly,
the Defence Office submits that the Trial Chamber erred in endorsing the general
submissions of the Registrar concerning
his administrative role and the lack of
statutory authority of the Principal Defender. The Defence Office submits that
it was mandated
under Rule 45 and vested with legal duties to assign Counsel, to
compile and maintain the list of qualified Counsel under Rule 45(C),
to place
Counsel on the List if they meet the criteria stipulated in Rule 45(C) and to
deal with matters pertaining to their removal
or withdrawal. It further submits
that, while the Registrar is expected to exercise administrative and financial
oversight over it
and to give its logistical and other administrative support,
he should not assume the function of the Defence Office or veto the
decisions of
its officials made in pursuance of its mandate. The Defence Office emphasises
that it should exercise its functions
independently of the Registrar and that,
although a consultative process should be encouraged in practice, any attempt to
interfere
with these functions would be tantamount to an infringement upon the
rights of the Accused. The Defence Office submits that, in the
absence of the
Principal Defender, it relied on the Deputy Principal Defender to carry on her
task in an acting capacity, without
this provisional vacuum becoming an occasion
for the Registrar to arbitrarily take over the duties of the Defence Office.
- (ii) The
Defence Office challenges the Trial Chamber’s finding that the Deputy
Principal Defender went out of her way to undermine
an order of the Trial
Chamber or was unwilling to do her job or to follow the directions of the
Registrar.
- (iii) The
Defence Office submits that the consultation between the Registrar and the Trial
Chamber, which was conceived to be under
Rule 33, was not notified to the
Appellants nor their Counsel, when the matter was very crucial to their rights.
The Defence Office
relies on Justice Sebutinde’s Dissenting Opinion to
challenge the Registrar’s submission that the representations he
made to
the Chamber were to clarify and inform himself of the view of the Trial Chamber
on the order it made on the withdrawal of
Counsel, when the issue at stake was
not the withdrawal of Counsel but their re-assignment and, had it been the
withdrawal, there
was then no need to approach the Trial Chamber.
- (iv) Finally,
the Defence Office submits that the Trial Chamber erroneously leaned to the
Registrar’s submissions to the detriment
of fairness, without elaborating
on the applicability of the “reasonable and valid grounds” test to
satisfy for denying
the Appellants’ request to have their Counsel
reassigned, and without considering that the role of the Registrar to assign
Counsel before the ICTR and ICTY is parallel to that of the Principal Defender
before the Special Court.
- (i) Firstly,
the Defence Office submits that the Trial Chamber erred in endorsing the general
submissions of the Registrar concerning
his administrative role and the lack of
statutory authority of the Principal Defender. The Defence Office submits that
it was mandated
under Rule 45 and vested with legal duties to assign Counsel, to
compile and maintain the list of qualified Counsel under Rule 45(C),
to place
Counsel on the List if they meet the criteria stipulated in Rule 45(C) and to
deal with matters pertaining to their removal
or withdrawal. It further submits
that, while the Registrar is expected to exercise administrative and financial
oversight over it
and to give its logistical and other administrative support,
he should not assume the function of the Defence Office or veto the
decisions of
its officials made in pursuance of its mandate. The Defence Office emphasises
that it should exercise its functions
independently of the Registrar and that,
although a consultative process should be encouraged in practice, any attempt to
interfere
with these functions would be tantamount to an infringement upon the
rights of the Accused. The Defence Office submits that, in the
absence of the
Principal Defender, it relied on the Deputy Principal Defender to carry on her
task in an acting capacity, without
this provisional vacuum becoming an occasion
for the Registrar to arbitrarily take over the duties of the Defence Office.
-
In conclusion, the Defence Office supports the Relief sought by the Defence in
the Appeal Motion and requests the Appeals Chamber
to give direction on the role
of the Defence Office in view of its Mandate pursuant to Rule 45 and its
interaction with the Registrar
with regard to the assignment and re-assignment
of Lead Counsel for the Appellants.
C. Registrar’s Response:
- The
Registrar opposes all the Grounds of Appeal, for the following reasons:
- (i) On the
First Ground of Appeal, the Registrar supports the finding made by the Impugned
Decision that the Appellants have no absolute
right to Counsel of their choosing
and refers to the finding of the Oral Order Permitting Withdrawal of 12 May 2005
on the application
for withdrawal of Counsel that “Lead Counsel with their
present difficulties would not be capable of acting in the best interests
of
their clients”. He further refers to the fact that both Lead Counsel
applied to withdraw from the trial on the basis that
they were not receiving
full instructions from their clients and that they had received unspecified
threats; this application was
granted by the Trial Chamber on the basis that
Counsel were not able to represent their clients to the best of their ability.
The
Registrar further submits that the Principal Defender acted reasonably
within his powers under Rule 45(C) in refusing the request
for the
re-appointment of Counsel by the Appellants, particularly when there were no new
circumstances.
- (ii) On the
Second Ground of Appeal, the Registrar submits that the Trial Chamber does not
have the power to force parties to enter
into a contract, but can only order
parties to enter negotiations to enter into a contract. The Registrar submits
that although the
Trial Chamber has power to review administrative decisions of
the Registrar and the Principal Defender when it affects the right
of the
Accused to a fair trial under Article 17(4)(d) of the Statute, all the Trial
Chamber can do is order the Principal defender
to enter negotiations for a
contract, but not simply order him to enter a contract.
- (iii) As
regards the Third Ground of Appeal, the Registrar challenges the Defence
assumption that the right to a hearing in open Court
is absolute and submits
that reasons must be presented to the Trial Chamber as to why there should be an
open Court hearing. The
Registrar further recalls that, as mentioned in the
Impugned Decision, the application for a hearing in open court was made in the
Defence Reply and, as such, gave no opportunity to the Respondents to present
submissions.
- (iv) On the
Fourth Ground of Appeal, the Registrar supports the finding by the Impugned
Decision that the application was confusing
because of the unclear pleading of
the Appellants who cannot now complain that the Trial Chamber did not consider
the basis of their
argument under Rule 54.
- (v) On the
Fifth Ground of Appeal, the Registrar supports the finding by the Impugned
Decision that the Motion was a backdoor attempt
to review the original order of
the Trial Chamber permitting Counsel to withdraw and challenges the Defence
assumption that the Motion
to withdraw and the Motion to Re-Appoint were
separate.
- (vi) On the
Sixth Ground of Appeal, the Registrar submits that, after the Trial Chamber
ordered the withdrawal of Counsel, the Acting
Registrar decided to remove them
from the list of qualified Counsel on the basis of unresolved security concerns
that Counsel had
raised in their application to withdraw, without even trying to
seek the assistance of the Registrar to deal with these security
issues and when
they expressly refused to disclose the sources of the alleged threats. The
Registrar submits that he is entitled
to act immediately upon his authority and
discretion to seek the removal of Counsel from the List of Qualified Counsel if
their appointment
raises concerns for the security of the court and the
personnel within it.
- (vii) On the
Seventh Ground of Appeal, the Registrar submits that there were no grounds upon
which to seek the recusal of Judges of
the Trial Chamber. The Registrar submits
that, pursuant to Rule 33(B), he is entitled to make oral or written
representations to
Chambers on issues arising in the context of a specific case
which affects or may affect the implementing of judicial decisions and
that this
regulation implies that Chambers can make comments on the matters raised by the
Registrar. The Registrar states that his
representation to Chambers in the case
was to clarify and inform himself of the views of the Trial Chamber on the 12
May 2005 Order
and was pursuant to Rule 33(B). The Registrar further submits
that it was the inherent power of the Trial Chamber, acting in order
to ensure
the Appellants right to a fair trial, to express its view on the attempt to have
Counsel re-assigned in contravention of
the Order.
- (i) On the
First Ground of Appeal, the Registrar supports the finding made by the Impugned
Decision that the Appellants have no absolute
right to Counsel of their choosing
and refers to the finding of the Oral Order Permitting Withdrawal of 12 May 2005
on the application
for withdrawal of Counsel that “Lead Counsel with their
present difficulties would not be capable of acting in the best interests
of
their clients”. He further refers to the fact that both Lead Counsel
applied to withdraw from the trial on the basis that
they were not receiving
full instructions from their clients and that they had received unspecified
threats; this application was
granted by the Trial Chamber on the basis that
Counsel were not able to represent their clients to the best of their ability.
The
Registrar further submits that the Principal Defender acted reasonably
within his powers under Rule 45(C) in refusing the request
for the
re-appointment of Counsel by the Appellants, particularly when there were no new
circumstances.
-
Consequently, the Registrar prays for the Appeals Chamber to dismiss the Appeal
and refuse the relief sought.
D. Registrar’s Additional Motion:
- As
regards the “Additional Grounds and Arguments Submitted by the Defence
Office” in its Response, the Registrar submits
that the Defence Office is
not entitled to plead additional grounds outside the grounds of appeal filed by
the Appellants, but could
have sought leave to appeal and then filed its own
grounds of appeal. The Registrar submits that this use of pleadings prevented
the Registrar from responding to the additional Grounds raised by the Defence
Office. The Registrar submits that the Additional Grounds
raised by the Defence
Office should not be considered by the Appeals Chamber and, should the Appeals
Chamber consider these additional
Grounds, the Registrar requests that he be
given the opportunity to file a Response.
E. Defence Office’s Response to the Registrar’s Additional Motion:
- The
Defence Office submits that the Registrar’s Additional Motion is not
admissible for lack of legal basis because there was
no original motion to which
this Motion may be “additional”, and because the Registrar failed to
provide the statutory
basis or the Rules under which he was proceeding. The
Defence Office challenges the Registrar’s characterisation of his
statements
as “Grounds of Appeal” and submits that its
“additional grounds and arguments” were only intended to further
articulate the Appellants Grounds 1, 5 and 6. As such, they should be construed
in their very original literal meaning as valid points
to raise in any appeal
proceeding and any suggestive interpretation other than what the Defence Office
intended them to mean is vigorously
resisted. The Defence Office finally submits
that the Registrar has been accorded a fair opportunity to present his arguments
in
support of all the issues and matters pertaining to the Appeal and should not
seek to enlarge that time frame and waste the resources
of the Court.
F. Defence Reply:
- In
Reply, the Defence makes the following submissions:
- (i) On the
First Ground of Appeal, the Defence submits that it is disingenuous for the
Registrar to deny the Appellants their choice
of Counsel on the grounds that
such a denial will ensure them an “effective defence” , more so when
the Appellants have
unequivocally expressed their own choice or preference for
Counsel.
- (ii) On the
Second Ground of Appeal, the Defence submits that legal services contracts are
more or less standard and leave little
room for negotiation, apart for the
composition of the team and the allocation of billable work hours, and that the
Trial Chamber
has an inherent jurisdiction to give orders which will have the
effect of ensuring that a legal services contract is entered into
between the
Principal Defender and the Lead Counsel.
- (iii) On the
Third Ground of Appeal, the Defence submits that the Trial Chamber erroneously
dismissed the application for a public
hearing on the ground that it was an
application for additional relief, when its principal purpose was to ensure that
the Appellants
receive a fair and public trial.
- (iv) On the
Fourth Ground of Appeal, the Defence submits that the Motion was properly made,
inter alia, pursuant to Rule 54 and the inherent jurisdiction of the
Trial Chamber and that non-submission of arguments under Rule 54 was not
fatal
to the Motion to Re-Appoint because of its inherent jurisdiction leg.
- (v) On the
Fifth Ground of Appeal, the Defence emphasises that the Motion to withdraw was
brought by the Counsel, when the Motion
to Re-Appoint was brought by the
Appellants.
- (vi) On the
Sixth Ground of Appeal, the Defence submits that it is not within the power of
the Registrar to de-list or remove the
names of Counsel from the list of
assigned Counsel without just and reasonable cause, especially when the matter
is pending before
the Trial Chamber and that the de-listing of Counsel was an
improper and pre-emptive strike designed to present the Trial Chamber
with a
fait accompli in respect of the re-appointment of Counsel.
- (vii) On the
Seventh Ground of Appeal, the Defence submits that by expressing their opinion
against the re-appointment of the Lead
Counsel, Justices Doherty and Lussick
were not in a position to impartially consider the Motion to Re-Appoint and
therefore aught
to have properly recuse themselves. The Defence also challenges
the Registrar’s submission that Justice Sebutinde’s Dissenting
Opinion can not be relied upon because of the factual disputes among the
Chamber.
- (i) On the
First Ground of Appeal, the Defence submits that it is disingenuous for the
Registrar to deny the Appellants their choice
of Counsel on the grounds that
such a denial will ensure them an “effective defence” , more so when
the Appellants have
unequivocally expressed their own choice or preference for
Counsel.
- The
Defence finally questions the legal validity of Justice Doherty’s Comment
appended to a totally unrelated matter and takes
issue with this procedure
engendering a serious violation of the Accused rights to fair trial. The Defence
submits that this “personal
comment” was intended to unduly
influence the Appeals Chamber and makes Justice Doherty a party to the Appeal,
which she is
not. The Defence therefore appeals the Appeals Chamber not to
consider Justice Doherty’s Comment.
III. DECIDES AS FOLLOWS
- Before
going to the merits, the Appeals Chamber deems it necessary to address several
preliminary issues of procedure that are raised
in this Appeal.
A. Preliminary Issues
- The
preliminary issues raised in this Appeal relate to:
- Trial
Chamber II’s Leave to Appeal the Impugned Decision;
- Time
Limits for Filing Submissions in Appeal;
- Admissibility
of New Grounds and/or New Requests Submitted in Response or Reply Before the
Appeals Chamber;
- Admissibility
of the Registrar’s Additional Motion.
- Trial
Chamber II’s Leave to Appeal the Impugned Decision;
1. First Preliminary Issue: Trial Chamber II’s Certification to Appeal the Impugned Decision
(a) Summary of Issue
- In
Section II of its Appeal Motion, the Defence submits that it perfectly fulfilled
the requirements of the Practice Direction for
Certain Appeals. Although the
Appeals Chamber agrees with the submissions made by the Defence in support of
this assertion, the
question of admissibility of Appeals is not that simple and
may raise problems from different aspects. In particular, this Appeals
Chamber,
concurring on this aspect with the Appeals Chamber of the International Criminal
Tribunal for Rwanda
(“ICTR”)[5],
has already admitted and exercised its jurisdiction on the standards for
certification of
appeal.[6] These
standards are set out in Rule 73(B) of the SCSL Rules, which provides, in
particular that decisions rendered on interlocutory
motions are “without
interlocutory appeal”, but that leave to appeal may be granted “in
exceptional circumstances”
and “to avoid irreparable
prejudice to a party” where the appellant applies for “within 3 days
of the
decision”.[7]
- The
Appeals Chamber notes that the Appellants application for leave to appeal was
filed on 14 July 2005[8]
when the Impugned Decision is dated 9 June 2005. Although the Impugned Decision
was appended a Dissenting Opinion filed by Justice
Sebutinde on 11 July
2005[9], it is the view
of the Appeals Chamber that the application for leave to appeal was out-of-time
pursuant to Rule 73(B).
(b) Applicable Standards
-
Rule 73(B) of the SCSL Rules of Procedure and evidence provides that application
for leave to appeal interlocutory decision shall
be filed within 3 days of the
impugned decision. This Rule does not make any exception as regards the later
filing of concurring/dissenting
opinions appended to the impugned decision.
-
The Appeals Chamber takes this opportunity to emphasise that Article 18 of the
Statute provides that judgements – or decisions
– shall be
accompanied by a reasoned opinion, which in practice embodies the reasoning of
the decision, to which separate or
dissenting opinions may be appended. Article
18 does not provide a time difference between the filing of the Decision and the
filing
of any concurring/dissenting opinion and the word “appended”
clearly means that, in the spirit of the Statute, those
opinions shall be filed
at the very same time as the majority decision.
-
This interpretation is consistent with this Appeals Chamber’s
jurisprudence that the Statute and Rules of the Special Court
should be
interpreted according to the purpose of enabling “trials to proceed
fairly, expeditiously and
effectively”.[10]
An expeditious determination of interlocutory motions would be favoured by a
time-limit running from the date of the appealed decision
itself. At the same
time, to compel the parties to decide whether or not they should request leave
to appeal without knowing the
entire considerations having led to the decision
and the reason why a judge of the bench may dissent from the majority decision,
would be unfair and would jeopardise the effective right of the parties to
appeal interlocutory decisions. Although the applicant
is not supposed to submit
his/her grounds of appeal in his/her application for leave to appeal,
concurring/dissenting opinions may
bear on his/her decision to appeal the
majority decision. The Appeals Chamber therefore finds that those
concurring/dissenting opinions
shall be filed together with the majority
decision, in order to put the parties in a position to decide whether or not to
apply for
leave to appeal.
- This
interpretation is also confirmed by the common practice before other
International Tribunals, which is to file, at the same time,
the decision and
its concurring/dissenting opinions, without any delay. This Appeals
Chamber has always followed this practice of other International Tribunals on
the filing of concurring/dissenting opinions.
-
Both Trial Chambers of the Special Court for Sierra Leone have on occasions
departed from this common practice and have filed concurring/dissenting
opinions
after the related decision is rendered. A review of the Trial Chambers practice
shows that the time difference between the
filing of the decisions and the
concurring/dissenting opinions has sometimes reached several months, thereby
delaying substantially
the proceedings and casting uncertainty on the opinion of
Judges on important legal issues. The Appeals Chamber notes that this practice
does not occur in every case and that some opinions are filed on the same day as
the related decisions.
-
The Appeals Chamber deems it necessary to put an end to the regrettable practice
that has developed in the Trial Chambers and clearly
finds that, pursuant to
article 18 of the Statute, the concurring/dissenting opinions that are not
properly “appended”
to the decision they relate to, and filed
together with it, are not admissible and shall be disregarded.
-
This being said, the 3-day time limit for filing an application for leave to
appeal under Rule 73(B) obviously runs from the date
when the decision the
applicant wishes to appeal is filed, without any exception on the ground of the
later filing of a dissenting/concurring
opinion being admissible.
(c) Application to the Current Case
-
In the instant case, the application for leave to appeal was filed more than
three days after the appealed Decision was rendered.
This application was
therefore out of time and should have been dismissed accordingly. However,
taking into account the fact that
neither of the Respondents have objected to
the Applicants’ non-compliance with the Rules and the fact that the
application
for leave to appeal was filed on credence of a wrong precedent
established by Trial Chamber
I[11], and in
accordance with the practice of the ICTR Appeals
Chamber[12], the
Appeals Chamber considers that it is nevertheless properly seized of the
Appeal.
2. Second Preliminary Issue: Time Limits for Filing Submissions in Appeal
-
Another preliminary issue raised in this Appeal relates to the time limits for
filing submissions in appeal.
(a) Summary of Issue
-
On 5 August 2005 Trial Chamber II granted the Appellants leave to appeal
pursuant to Rule 73(B) of the Rules of Procedure and Evidence
of the Special
Court (“the Rules”). On Friday 2 September
2005 at 5.13 p.m. the accused, Brima and Kamara, filed a Notice of Appeal. On
5th September 2005 at 1.40 p.m., Court Management
emailed the Notice of Appeal to the Registry and other parties including the
Appeals
Chamber. On 5th September 2005, the paper copy
was stamped as a true copy by the Chief of Court Management. On Friday 9
September 2005 at 4.59 p.m.,
the Office of the Defence filed a Response to the
above Notice of Appeal. On Monday 12 September 2005 at 2.12 p.m., the Registrar
(First Respondent) filed his Response to the above Notice of Appeal. On Tuesday
13 September 2005 at 3.50 p.m., the Registrar filed
his Additional Motion to the
Interlocutory Appeal. On 16 September 2005 at 12.00 noon, the Defence Office
filed its Response to the
Registrar’s Additional Motion. On the same day
at 2.43 p.m., the Defence filed its Reply.
-
The time frame of those filings raises an issue as regards to the time limits
for filing submissions in appeal, which manifestly
need some clarification and
which the Appeals Chamber deems necessary to address.
(b) Applicable Standards
-
Rule 108(C) provides that “[i]n appeals pursuant to Rules 46, 65 and
73(B), the notice and grounds of appeal shall be filed
within 7 days of the
receipt of the decision to grant leave.” This Rule is implemented by
Article 11 of the Practice Direction
for Certain Appeals before the Special
Court (the “Practice Direction for Certain
Appeals”)[13]
which provides that “[t]he appellant’s submissions based on the
grounds of appeal shall be filed on the same day as the
Notice of
Appeal....”
-
Article 12 of the Practice Direction on Certain Appeals, which also applies to
leave conditioned appeals, further provides that “[t]he
opposite party
shall file a response within seven days of the filing of the appeal. This
response shall clearly state whether or
not the appeal is opposed, the grounds
therefore, and the submissions in support of those grounds.”
-
Those time limits shall be computed in accordance with Rule 7 (A) and (B), which
provide as follows:
(A) Unless otherwise ordered by a Chamber or by a Designated Judge, or otherwise provided by the Rules, where the time prescribed by or under the Rules for the doing of any act shall run from the day after the notice of the occurrence of the event has been received in the normal course of transmission by the Registry, counsel for the Accused or the Prosecutor as the case may be.
(B) Where a time limit is expressed in days, only ordinary calendar days shall be counted. Weekdays, Saturdays, Sundays and Public Holiday shall be counted as days. However, should the time limit expire on a Saturday, Sunday or Public Holiday, the time limit shall automatically be extended to the subsequent working day.
-
On computation of time, Article 18 of the Practice Direction for Certain Appeals
before the Special Court adds:
In accordance with the Rules, the time-limits prescribed under this Practice Direction shall run from, but shall not include, the day upon which the relevant document is filed. Should the last day of time prescribed fall upon a non-working day of the Special Court it shall be considered as falling on the first working day thereafter.
- The
Practice Direction on Filing Documents before the Special Court for Sierra Leone
(the “Practice Direction on Filing of
Documents”)[14]
regulates the format and contents of documents. Its Article 9 – Method of
Filing Documents - provides:
(B) The official filing hours are from 9:00 to 17:00 hours every weekday, excluding official holidays. However, documents filed after 16:00 hours shall be served the next working day. Documents shall not be accepted for filing after 17:00 hours except as provided under Article 10 of this Practice Direction.[15]
(C) The date of filing is the date that the document was received by the Court Management Section. The Court Management Section shall stamp the document legibly with the date of its receipt, subject to the provisions of Articles 4 to 8 of this Practice Direction [...]
(c) Application to the Current Case
-
Since leave to appeal was granted by the Trial Chamber on Friday 5 August 2005
and the Summer Recess froze all time-limits for filing
submissions from Monday 8
August 2005 until Sunday 28 August
2005[16], Rule 108(C)
7-days time-limit ended on Friday 2 September 2005. According to Article 9(B)
of the Practice Direction on Filing of
Documents, the Notice and grounds of
Appeal were to be filed at the latest on 5.00 p.m. The stamp on the Notice of
Appeal shows that
it was received by the Court Management Section of the Special
Court at 5.13 p.m., in violation of Article 9(B) of the Practice Direction.
-
As a consequence of this first breach, the Notice of Appeal was circulated to
the Parties on Monday 5 September 2005 only. The Defence
Office’s Response
was timely filed on Friday 9 September 2005 at 4.59 p.m. but the Registrar filed
his Response on Monday 12
September only. This filing would be out-of-time, if
the date of reference for computation of Article 12 of the Practice Direction
on
Certain Appeal 7-days time-limit for filing responses was computed from the date
of filing of the Notice of Appeal, namely Friday
2 September 2005. But since the
late filing of the Notice of Appeal consequently led to a late circulation of
the Notice of Appeal
to the Parties, the useful date for computation of time to
file a response was the date of circulation of the Notice of Appeal, namely
Monday 12 September. In that respect, the Registrar’s Response was filed
in time.
-
As regards the Additional Motion filed by the Registrar on 13 September 2005,
however, and depending on the Appeals Chamber’s
determination on its
nature, i.e. should it be considered as an amplification of the
Registrar’s
Response,[17] it would
be clearly out-of-time.
-
For the foregoing reason, the Appeals Chamber finds that the Court Management
Section erred by accepting the filing of the Defence
Notice of Appeal after the
5.00 p.m. time limit provided by Article 9(B) of the Practice Direction on
Filing of Documents. The Appeals
Chamber finds consequently that the Defence
Notice of Appeal was filed out-of-time pursuant to Rule 108(C) and Article 9(B)
of the
Practice Direction on Filing of Documents. However, taking into account
the fact that neither of the Respondents have objected to
the Applicants’
non-compliance with the Rules and Practice Directions on that ground and the
fact that part of the responsibility
for the mistake visibly bears on the Court
Management Section of the Special Court which was not strict enough as regards
the respect
of time limits, the Appeals Chamber considers that it is nonetheless
properly seized of the Appeal.
3. Third Preliminary Issue: Admissibility of New Grounds and/or New Requests Submitted in Response or Reply Before the Appeals Chamber
(a) Summary of Issue
-
In Section IV of its Response to the Appeal Motion, the Defence Office submits
what is entitled “Additional Grounds and Arguments”.
These
“Additional Grounds and Arguments” relate to: (i) the mandate of the
Defence Office and its relation with the Registry;
(ii) the finding by the Trial
Chamber that the Deputy Principal Defender undermined its Order or was unwilling
to do her job; (iii)
the consultation between the Registrar and the Trial
Chamber; (iv) the Trial Chamber’s evaluation of the Registrar’s
action.
-
In his Additional Motion, the Registrar submits that the Defence Office is not
entitled to plead additional grounds outside the grounds
of Appeal raised by the
Appellants; that if the Defence Office wanted to raise grounds of appeal, it
should have sought leave to
appeal from the Trial Chamber; and that this way of
proceeding prevents the Registrar from responding to the Additional Grounds
raised
by the Defence Office. The Registrar therefore prays the Appeals Chamber
not to consider these Additional Grounds and, in the alternative,
requests to be
given the opportunity to file a Response.
-
In its Response to the Registrar’s Additional Motion, the Defence Office
challenges the characterisation of its statements
as “Grounds of
Appeal” and submits that the issues addressed in the “Additional
Grounds and Arguments” contained
in its Response are not new but have
already been deliberated upon by the Trial Chamber, or submitted upon by the
Registrar, and
were only intended to further articulate Grounds 1, 5 and 6
developed by the Appellants.
-
The same issue of admissibility is also raised by the submissions made in the
Defence Reply with regard to the validity of Justice
Doherty’s Comment
appended to the Decision granting leave to appeal: the Defence submits that this
comment engenders a serious
violation of the Accused rights to fair trial and
was intended to unduly influence the Appeals Chamber. The Defence therefore
requests
the Appeals Chamber not to consider this “personal
comment”.
(b) Applicable Standards
-
On the issue of new grounds developed by a respondent in response to a motion
filed before the Trial Chamber, Trial Chamber I of
the Special Court for Sierra
Leone already ruled in another case:
The Chamber wishes to express its strong disfavour of the practice of expanding the nature of submissions in response to a motion to the extent of introducing specific, new and separate arguments amounting to, as it has been identified by the Defence in its Response, a “counter motion”. The proper course of action in order to avoid confusion with reference to the nature and time limits for subsequent responses and replies is for the Defence to identify and distinguish the new legal issue, and then file a separate and distinct motion. [18]
-
In the AFRC Case, on the issue of new requests sought for the first time
in Reply, Trial Chamber II already held:
The Trial Chamber notes that, in its Reply, the Defence sought to substantially modify the relief sought. This is a practice that must be discouraged. A Reply is meant to answer matters raised by the other party in its Response, not to claim additional relief to that sought in the Motion. Obviously the other party, having already filed a Response to the Motion, has no way under the Rules to answer the new prayer, except to apply to the Trial Chamber for leave to do so. In future, the Trial Chamber will not hear claims for additional relief contained in a Reply.[19]
This same finding was made in the Impugned Decision.[20]
-
Trial Chamber II also stressed that such practice casts confusion with reference
to the nature and time limits for subsequent responses
and replies:
The Trial Chamber wishes to express its strong disfavour for the practice of combining pleadings or submissions for which the Rules prescribe different filing time limits. As the Defence has rightly observed, Rule 7 (C) of the Rules provides that “unless otherwise ordered by the Trial Chamber, a response to a motion shall be filed within ten days while a reply to response shall be filed within five days.” We note that in this case the Prosecution’s Combined Reply comprises two pleadings, namely the Prosecution Response to the Defence Reply (for which a filing time limit of five days is applicable), and the Prosecution’s Reply to the Defence Notice and Request (for which a filing time limit of ten days is applicable). The proper and preferred course of action is for the parties to file the various responses and replies in separate documents in order to avoid confusion over issues as well as time frames. In the present case we observe that the irregularity by the Prosecution has not occasioned a miscarriage of justice as their “Combined Reply” was filed on the 18 May 2005, five days after the filing of the Defence Reply. The Prosecution therefore appears to have complied with both time limits prescribed by Rule 7 (C). The preliminary objection is accordingly overruled.[21]
-
As regards new grounds made in a response before the Appeals Chamber, it must
first and foremost be reminded that the requirement
for leave to submit grounds
to the Appeals Chamber prevents a party which did not apply for leave to appeal
from submitting new grounds
of appeal. The Appeals Chamber already ruled
that:
for the need to deal with the issue raised in these proceedings once and for all in order to clear any doubt as to the limits of the Court’s inherent jurisdiction, it would have been in order to refuse to entertain the proceedings on the ground that there is no procedural foundation for approaching the Appeals Chamber in matters such as this, touching on a decision of the Trial Chamber rendered in a motion under Rule 73(A), without prior leave of the Trial Chamber.[22]
Consequently, a party who has not applied for a leave to appeal cannot take advantage of the leave granted to another party to raise grounds of appeal in its response to the appeal motion.
-
As regards new grounds or requests made by the appellant in its reply,
Paragraph 10 of the Practice Direction for Certain Appeals
provides that,
where leave to appeal is granted, the appellant shall, in accordance with the
Rules, file and serve on the other parties
a notice of appeal containing,
notably, (c) the grounds of appeal and (d) the relief sought. A new ground or
request made by the
appellant in its reply cannot, by that very fact, comply
with Paragraph 10 of the Practice Direction since it was not mentioned in
the
notice of appeal. Moreover, the above comments made by Trial Chambers about
“confusion with reference to the nature and
time limits for subsequent
responses and replies” cast on the trial proceedings are equally
applicable in appeal. For these
reasons, the Appeals Chamber finds that such new
grounds or requests are inadmissible.
-
This finding, however, shall not apply to new submissions made in response or
reply by the Parties in connection with the grounds
and requests properly
submitted in the appeal. The confusion met in the current Appeal between, on the
one hand, grounds and requests,
and, on the other hand, submissions, requires
some urgent clarification by the Appeals Chamber.
-
“Grounds” are defined in Paragraph 10(c) of the Practice Direction
for Certain Appeals which provides that they consist
of “clear concise
statements of the errors complained
of”.[23]
Although Article 20(1) of the Statute and Rule 106 apply to appeals from
convicted persons, the list of errors referred to in these
provisions may
provide some guidance, albeit limited, to interlocutory appeals under Rule
73(B). These errors are “(a) A procedural
error; (b) An
error on a question of law invalidating the decision; (c) An error
of fact which has occasioned a miscarriage of
justice.”[24] To
that list, a decision of Trial Chamber I in the RUF Case added appeals
based on a legal issue that is of “general significance to the
Tribunal’s
jurisprudence”[25],
but that extension of the standard grounds of appeal relied on a prior version
of the International Criminal Tribunal for the Former
Yugoslavia
(“ICTY”) Rule
73(B)[26] and goes
against the otherwise established jurisprudence of the Special Court for Sierra
Leone on the matter.
-
As regards “requests”, Paragraph 10(d) of the Practice Direction
provides that the notice of appeal shall mention “the
relief
sought”. On the nature of that relief, Article 20(2) of the Statute and
Rule 106(B) may also be of some guidance in
reaching the finding that it may
consist in the reversal or revision of the decision taken by the Trial
Chamber.[27]
-
When new grounds or requests not mentioned in the notice of appeal are, for the
above reasons, inadmissible, new arguments, that
are related to, either
supporting or challenging, the appellant’s admissible grounds and requests
may be considered admissible
in a response to the appeal motion. Submission of
these new arguments is the main purpose of a response to an appeal motion and
does
not cast any “confusion with reference to the nature and time limits
for subsequent responses and replies” in the proceedings:
indeed, they can
only be replied by the appellant in the normal way provided by the Rules and do
not create a new right to respond
for the other Parties.
-
New arguments in reply may also be deemed admissible, with the limitation that
they should be strictly limited to the purpose of
replying to the arguments
developed in response to the appeal motion. New arguments supporting the appeal
motion which do not reply
to the Respondent’s arguments challenging it
shall accordingly not be admitted. To rule otherwise would jeopardize the
Respondent’s
right to challenge the appeal motion.
(c) Application to the Current Case
-
In the instant case, the Appeals Chamber needs to determine the following
preliminary issues in relation to the Admissibility of
New Grounds of Appeal or
Requests Submitted in Response/Reply:
- The
admissibility of the “Additional Grounds and Arguments” submitted by
the Defence Office in its Response;
- The
admissibility of the Defence Request, in its Reply, not to consider Justice
Doherty’s “Personal Comment”.
- The
admissibility of the “Additional Grounds and Arguments” submitted by
the Defence Office in its Response;
(i) Admissibility of the “Additional Grounds and Arguments” Submitted by the Defence Office in its Response
-
Although the entitling of this section of the Defence Office’s submissions
in Response may be awkward, the Registrar’s
formal approach, requesting
the Appeals Chamber to reject these “Additional Grounds and
Arguments” as a whole, is not
satisfactory. As mentioned earlier, a
distinction must be made between “Additional Grounds” – which
are inadmissible
at this stage – and “Additional Arguments” in
relation with the Appellants’ grounds of appeal, – which
may be
admitted under the conditions set forth above.
-
A careful reading of the “Additional Grounds and Arguments” section
of the Response filed by the Defence Office reveals
that some of the submissions
it contains are closely related to and support the Appellants Grounds of
Appeal:
- The
Defence Office’s submissions on the mandate of the Defence Office and its
relation with the Registry (Section 1 of the Defence
Office’s Additional
Grounds and Arguments) and the Trial Chamber’s evaluation of the
Registrar’s action (Section
4 of the Defence Office’s Additional
Grounds and Arguments) are supporting the Appellants’ sixth Ground of
Appeal on
the lack of power of the Registrar to strike Counsel out of the list
of Eligible Counsel.
- The
Defence Office’s submissions on the consultation between the Registrar and
the Trial Chamber (Section 3 of the Defence Office’s
Additional Grounds
and Arguments) are supporting the Appellants’ seventh Ground of Appeal on
the impartiality of the Trial
Chamber and the recusation of its Judges.
- The
Defence Office’s submissions on the mandate of the Defence Office and its
relation with the Registry (Section 1 of the Defence
Office’s Additional
Grounds and Arguments) and the Trial Chamber’s evaluation of the
Registrar’s action (Section
4 of the Defence Office’s Additional
Grounds and Arguments) are supporting the Appellants’ sixth Ground of
Appeal on
the lack of power of the Registrar to strike Counsel out of the list
of Eligible Counsel.
-
These additional arguments are submissions supporting the Appellants’
Grounds of Appeal and are admissible in Response to the
Appeal Motion. They do
not require a further Response from the Registrar.
-
On the contrary, the Defence Office’s submission relating to the Trial
Chamber’s finding that the Deputy Principal Defender
undermined its Order
or was unwilling to do her job (Section 2 of the Defence Office’s
Additional Grounds and Arguments) does
not relate to any of the
Appellants’ Grounds of Appeal. Rather, the Appeals Chamber is of the view
that this submission is
an attempt to appeal the Trial Chamber’s
determination of the Deputy Principal Defender’s Cross Motion in the
Impugned
Decision. If the Defence Office wanted to appeal the Trial
Chamber’s Decision on its Cross Motion, it should have applied for
a leave
to appeal. Since it did not, this additional ground of appeal is
inadmissible.
(ii) Admissibility of the Defence Request, in its Reply, not to Consider Justice Doherty’s “Personal Comment”
-
This request was not mentioned in the original Notice of Appeal filed by the
Defence. The submissions supporting it do not relate
to the grounds of appeal
developed by the Defence in its Appeal Motion. In accordance with the above
mentioned applicable standards,
the Appeals Chamber considers that this new
request is inadmissible and, consequently, dismisses it.
4. Fourth Preliminary Issue: Registrar’s Additional Motion
(a) Summary of Issue
-
In addition to his Response to the Appeal Motion, the Registrar also filed, on
13 September 2005, an “Additional Motion”.
The purpose of this
Additional Motion is to challenge the “Additional Grounds and
Arguments” submitted in its Response
by the Defence Office. The Registrar
submits that the Defence Office is not entitled to plead additional grounds to
the grounds of
appeal set out in the Notice of Appeal and that, if it wished to
do so, it should have applied for leave to appeal, but it did not.
The Registrar
submits that these new Grounds should not be considered by the Appeals Chamber
and, should the Appeals Chamber nonetheless
decide to consider them, requests to
be given the opportunity to file a response.
-
In its Response to the Registrar’s Additional Motion, the Defence Office
submits that this Additional Motion is not admissible
for lack of legal basis
and challenges the characterisation of his statements as “Grounds of
Appeal”. The Defence adds
that the Registrar has been accorded a fair
opportunity to present his arguments and opposes the Registrar’s request
to be
given the opportunity to file another response.
(b) Merits of the Registrar’s Additional Motion
-
The Registrar’s Additional Motion requests the Appeals Chamber not to
consider the “Additional Grounds and Arguments”
raised by the
Defence Office in its Response, or, in the alternative, that the Appeals Chamber
leaves the Registrar respond them.
The Appeals Chamber will address these two
alternative requests separately.
-
As regards the request for the Appeals Chamber not to consider the
“Additional Grounds and Arguments” raised by the Defence
Office in
its Response to the Appeal, Rule 113(B) specifically provides that no further
submissions, but the appellant’s submissions
in
appeal[28] and
reply[29] and the
respondent’s
response[30] may be
filed, except with leave of the Appeals Chamber. In particular, the Statute and
the Rules nowhere provide for a right of a
respondent to reply/rejoin another
respondent’s response. It is therefore the view of the Appeals Chamber
that the proper way
to address the new grounds and arguments raised in the
Defence Office’s Response was for the Registrar to address them in his
own
Response and that the request not to consider the Defence Office’s
“Additional Grounds and Arguments” was anyway
to be filed within the
time-limit for filing the Registrar’s Response pursuant to Paragraph 12 of
the Practice Direction for
Certain Appeals. In the current case, and for the
reasons set out
earlier,[31] the
time-limit for filing responses to the Appeal expired on 12 September 2005.
Since the Registrar’s Additional Motion was
filed on 13 September 2005 and
no application for extension of time under Rule 116 was filed by the Registrar,
the Appeals Chamber
finds that the Registrar’s request not to consider the
Defence Office’s “Additional Grounds and Arguments”
was
out-of-time. The Registrar’s Additional Motion is therefore dismissed on
this aspect.
- The
second request mentioned above seeks leave to respond the Defence Office’s
“Additional Grounds and Arguments”.
Such response to grounds and
arguments brought in another Respondent’s response can only be made,
pursuant to Rule 113(B),
with the Appeals Chamber’s express leave. Rule
113(B) does not specify the criteria to be satisfied for such leave, but it
is
obvious that such leaves shall remain very exceptional and be granted only where
the respect of the adversarial character of the
proceedings strongly requires
so. Since the Appeals Chamber has already decided that the additional ground
raised in the Defence
Office’s Response was inadmissible, there is no need
for the Registrar to respond it. Leave to do so under Rule 113(B) is accordingly
denied. As regards the application for leave to respond the Defence
Office’s additional arguments, the Appeals Chamber is of
the view that
these arguments were properly made in the Defence Office’s Response, that
the Registrar has already been given
full opportunity to respond the Appeal
Motion and that he did so, that the Statute and Rules do not provide for a right
of a respondent
to reply/rejoin another respondent’s response and that
there is consequently no reason for leaving the Registrar to file further
submissions in relation to these arguments.
-
The Registrar’s Additional Motion is therefore denied in its entirety.
This finding does not vary, however, the Appeals Chamber’s
earlier finding
on the admissibility of the Defence Office’s “Additional Grounds and
Arguments”.[32]
B. Merits of the Appeal
1. Defence First Ground of Appeal
-
In its First Ground of Appeal, the Defence challenges the alleged
Registrar’s Decision not to reassign Counsel and the Trial
Chamber’s
power or authority to interfere in the statutory right of the Accused to choose
their assigned Counsel.
-
The “Registrar’s Decision” referred to in this ground is
embodied by a Letter from the Legal Adviser of the Registrar,
Mr. Kevin Maguire,
to Ms. Elizabeth Nahamya, Deputy Principal Defender, of 19 May
2005.[33] This
decision by the Registrar follows several correspondences addressed to him by
the Deputy Principal Defender in which she informed
him of her intention to
reassign the withdrawn
Counsel[34] and
requested his written instructions.
[35] In the Letter of
19 May 2005, Mr. Maguire writes:
I have been asked by the Registrar to confirm formally with you that Counsel WILBERT HARRIS and KEVIN METZGER are not to be reappointed as lead counsel in the AFRC trial in Trial chamber 2.
The reason was conveyed to you verbally early this afternoon by the Registrar in his office which was that the trial chamber had made an order allowing counsel to withdraw and that order was to stand.
The trial chamber confirmed this order again on 16 May following an oral notification of the desire to re-appoint counsel and the court said that the order had been made and any letters, correspondence or documents that seek to go behind that decision cannot be countenanced by the court.
-
In the view of the Appeals Chamber, the First Ground of Appeal raises three
questions: First, did the Trial Chamber have jurisdiction
to judicially review
the decision of the Registrar? If the Chamber had jurisdiction, then, second,
could the Registrar decide on
the issue of the reassignment of the withdrawn
Counsel? And, third, was the Trial Chamber right, in the Impugned Decision, in
confirming
that decision from the Registrar? The Appeals Chamber now addresses
those three issues consecutively.
(a) Trial Chamber’s Jurisdiction to Judicially Review the Decision not to Re-assign Counsel
-
The Motion to re-assign specifically requested the Trial Chamber to declare null
and void the Registrar’s decision not to re-assign
the withdrawn Counsel.
Trial Chamber II addressed that issue in the Impugned Decision and proceeded to
a review of the motives of
the Registrar’s decision, thereby implicitly
exercising its jurisdiction to judicially review a decision of an administrative
nature without further justification. It is the view of the Appeals Chamber that
the Trial Chamber’s jurisdiction to judicially
review the
Registrar’s decision was not that obvious and deserved some
explanations.
-
Rule 45 is mute on the remedy against a decision refusing the assignment of
Counsel. This issue is specifically addressed in the
Directive, which
provides:[36]
The Suspect or Accused whose request for assignment of counsel has been denied or who is subject to a demand under Article 9(A)(ii) of this Directive may bring a Preliminary Motion before the appropriate Chamber objecting to the Principal Defender’s decision in accordance with Rule 72(B)(iv) of the Rules.
-
It is obvious that the disposition of Article 12(A) of the Directive do apply
only in the case of the initial assignment of Counsel,
at a stage where
Preliminary Motions can be filed pursuant to Rule 72(A), namely “within 21
days following disclosure by the
Prosecutor to the Defence of all the material
envisaged by Rule 66(A)(i)”. The possibility that Article 12(A) of the
Directive
may derogate Rule 72(A) of the Rules of Procedure and Evidence by
allowing the filing of Preliminary Motions at other stages of the
procedure,
especially once the trial has started, cannot be contemplated since the
Directive was precisely issued by the Registrar
acting upon the authority given
to him by the Rules. The Appeals Chamber concurs on this point with the finding
of Trial Chamber
in its decision of 6 May 2004 in the Brima Case, that
“the provisions of the Directive on the Assignment of Counsel promulgated
by the Registrar on the 3rd October, 2003, cannot
operate to either replace or to amend the Rules of Procedure and Evidence
adopted by the Plenary of Judges
of the Special
Court”.[37] The
remedy contemplated in Article 12(A) is therefore not applicable in the current
case, since the stage of Preliminary Motions
is far overstayed.
-
The Appeals Chamber notes that the jurisprudence of other sister Tribunals has
admitted, in the silence of the Rules and Directive
applicable before those
Tribunals, that the Registrar’s administrative decision denying the
assignment of Counsel could be
reviewed by the President, when the Accused had
an interest to
protect.[38] However,
such power to judicially review an administrative decision of the Registrar is
denied to the Trial
Chamber.[39]
- The
requirement for a judicial review of administrative decisions where the Accused
has an interest to protect was perfectly justified
by Justice Pillay, the then
President of the International Criminal Tribunal for Rwanda, in her decision of
13 November
2002:[40]
Modern systems of Administrative Law have built in review procedures to ensure fairness when individual rights and protected interests are in issue, or to preserve the interests of justice. In the context of the Tribunal, Rules 19 and 33(A) of the Rules ensure that such review is available in appropriate cases. While the Registrar has the responsibility of ensuring that all decisions are procedurally and substantially fair, not every decision by the Registrar can be the subject of review by the President. The Registrar must be free to conduct the business of the Registry without undue interference by Presidential review.
In all systems of administrative law, a threshold condition must be satisfied before an administrative decision may be impugned by supervisory review. There are various formulations of this threshold condition in national jurisdictions, but a common theme is that the decision sought to be challenged, must involve a substantive right that should be protected as a matter of human rights jurisprudence or public policy. An application for review of the Registrar’s decision by the President on the basis that it is unfair procedurally or substantively, is admissible under Rules 19 and 33(A) of the Rules, if the accused has a protective right or interest, or if it is otherwise in the interests of justice.
-
The Appeals Chamber concurs with Justice Pillay’s view on the need for a
juridical review of administrative decisions affecting
the rights of the
Accused. However, the Appeals Chamber is not convinced that, in the specific
situation of the Special Court, this
judicial power should necessarily fall
within the exclusive province of the President for the following reasons.
- First,
the Appeals Chamber notes that Article 24 (E) and (F) of the Directive submits
the Principal Defender’s decision to withdraw
Counsel to the judicial
review of “the presiding Judge of the appropriate Chamber”. This
regulation is not problematic
when, as in the current case, the trial is pending
before a Trial Chamber, since the question is then submitted to the Presiding
Judge of the Trial Chamber; but, once the case has reached the appeal phase,
then the decision to withdraw Counsel would be submitted
to the President of the
Appeals Chamber, who is, pursuant to Article 12(3) of the Statute, the President
of the Special Court. In
that situation, would the decision to assign Counsel
fall in the exclusive province of the President of the Special Court, he would
be the only authority to judicially review the administrative decision to
withdraw Counsel and then, once again, the decision denying
the assignment of
Counsel. That may put the President of the Special Court in a difficult
situation.
- Second,
although the remedy provided by Article 12(A) of the Directive is not applicable
in the current case, the Appeals Chamber
notes that this Article gives
jurisdiction to the Trial Chamber to review, by way of Preliminary Motion, the
administrative decision
on assignment of Counsel. The Appeals Chamber sees no
reason to depart from that solution and considers that Article 12(A) should
apply mutatis mutandis in the present situation and allow to seize the
Trial Chamber by way of an interlocutory Motion pursuant to Rule 73(A) of the
judicial
review of the administrative decision on assignment of counsel.
-
Third, the Appeals Chamber concurs with the finding made by Trial Chamber I in
its decision of 6 May 2004 in the Brima Case, that such judicial review
falls, due to the silence of the regulations applicable before the Special
Court, within the inherent
jurisdiction of the Trial
Chamber:[41]
[T]he chamber is of the opinion that the motion, even though brought under the wrong Rule, can, and so do we decide, in the overall interests of justice and to prevent a violation of the rights of the Accused, be examined by invoking our inherent jurisdiction to entertain it and to adjudicate on it on the ground of a denial of request for assignment of Counsel within the context of Article 17(4)(d) of the Statute.
- The
Appeals Chamber refers to the above quoted reasoning of President Pillay as
regards the reasons for exercising such inherent jurisdiction.
-
For the foregoing reasons, the Appeals Chamber finds that the Trial Chamber had
jurisdiction to judicially review the Registrar’s
Decision not to
re-assign Counsel.
(b) The Decision of the Registrar not to reassign Counsel
-
It is the view of the Appeals Chamber that the Statute, the Rules of Procedure
and Evidence and the Directive on the Assignment of
Counsel describe a coherent
system in which the main responsibility for assigning Counsel to the Accused is
given to the Defence
Office set up by the Registrar pursuant to Rule 45.
- The Defence Office and, at his head, the Principal Defender are notably responsible for:
- Ensuring the rights of suspects and accused;[42]
- Providing representation to the suspects and accused;[43]
- Maintaining a list of highly qualified criminal defence counsel who are appropriate to act as duty counsel or to lead the defence or appeal of an accused;[44]
- Determining the suspect or accused requests for assignment of Counsel;[45]
- Assigning Counsel;[46]
- Assigning Counsel in the interests of justice;[47]
- Notifying his Decision to assign Counsel to the suspect or accused and his Counsel;[48]
- Negotiating and Entering Legal Services Contracts with the Assigned Counsel;[49]
- Determining requests for replacement of assigned Counsel;[50]
- Withdrawing Counsel when the Suspect or Accused is no longer indigent;[51]
- Withdrawing Counsel in other situations;[52]
- In the event of
the withdrawal of a Counsel, assigning another Counsel to the
Accused.[53]
- On the other hand, the Registrar is given the responsibility :
- for the administration and servicing of the Special Court;[54]
- for establishing, maintaining and developing a Defence Office, for the purpose of ensuring the rights of suspects and accused;[55]
- for assisting the Principal Defender in the performance of his functions;[56]
- for maintaining
and developing a Defence Office, for the purpose of ensuring the rights of
suspects and
accused.[57]
-
The Appeals Chamber notes that the Statute itself does not mention the Defence
Office, or the Principal Defender, and is mute on
which organ is given the
responsibility for ensuring the rights of the Accused provided in Article 17 of
the statute. Article 16(1)
of the Statute provides that the Registry is
responsible for the administration and servicing of the Special Court, which
duty may
include some aspects of protection of the rights of the Accused, but is
nevertheless quite distinct. On the other hand, Rule 45 does
provide for the
establishment of a Defence Office by the Registrar and that this Defence Office
is given the main responsibility
for ensuring the rights of suspects and
accused.
-
It results from the Statute and Rules that the Defence Office is not an
independent organ of the Special Court, as Chambers, the
Office of the
Prosecutor and the Registry are pursuant to Articles 11, 12, 15 and 16 of the
Statute. As a creation of the Registrar,
the Defence Office and at its head, the
Principal Defender, remain under the administrative authority of the Registrar.
Although
the Defence Office is given the main responsibility for ensuring the
rights of the accused by accomplishing the functions mentioned
above, it is
supposed to exercise its duty under the administrative authority of the
Registrar who, notably, is in charge of recruiting
its staff, including the
Principal Defender, in accordance with his general responsibility on
administration pursuant to Article
16(1) of the Statute.
-
It may be inferred from the creation of the Defence Office by the Registrar
pursuant to Rule 45 that the Registrar bore the primary
responsibility for
ensuring the rights of the Accused pursuant to Article 17 of the Statute and
that, by establishing the Defence
Office, he delegated this responsibility to
it. But this interpretation would be contrary to the Statute of the Special
Court according
to which the responsibility for ensuring the rights of the
Accused does not fall on any organ in particular but rather appears, in
the
silence of Article 17, as a common duty shared by the three organs. The Rules
cannot vary the responsibilities of the organs
of the Court under the Statute.
Moreover, other Rules provide the responsibility of the other organs of the
Special Court, notably
Chambers,[58] for
other aspects of ensuring the rights of the accused. The delegation given by the
Registrar to the Defence Office is therefore
limited to certain aspects of the
Registrar’s responsibility for ensuring the rights of the accused under
the Statute, namely
the administrative aspect of the task, which includes
notably, assignment, payment, withdrawal and replacement of Counsel. On his
part, the Registrar still keeps the responsibility for ensuring certain aspects
of the rights of the Accused, notably as regards
their rights in detention
pursuant to Rule 33(C).
-
Having clarified the repartition of responsibilities between the Registrar and
the Defence Office, it appears that the responsibility
to reassign the withdrawn
Counsel, or to assign other Counsel in compliance with Trial Chamber II’s
express order, fell in
the province of the Defence Office pursuant to Rule 45(E)
and Article 23(D) of the Directive.
-
Does that mean that the Registrar could not interfere in the matter? The Appeals
Chamber does not find so for two reasons. First,
the above mentioned
correspondences of the Deputy Principal Defender to the Registrar show that she
expected and requested his written instructions on the matter, thereby
putting him in a position of administrative authority under which the Deputy
Principal Defender intended to
act. Second, having found that, by creating the
Defence Office, the Registrar delegated part of his power and responsibility in
the
enforcement of the rights of the Defence to it, it results from English
administrative
law[59], that the
Registrar did not divest himself of his power and can therefore act concurrently
with the Principal Defender, in particular
when she requires him to do so as in
the current case.
-
The Appeals Chamber therefore finds that the Registrar had the power to decide
on the issue of the re-assignment of the withdrawn
Counsel, especially when he
had expressly been seized of the matter by the Deputy Principal Defender,
thereby deferring to his administrative
authority on the Defence Office. The
Appeals Chamber observes that the Registrar was extremely cautious in not
interfering in the
Principal Defender’s province by limiting his
intervention to instructions, when he may have decided to appoint by himself
new
Counsels to the Accused. The Appeals Chamber now turns to the question of
whether the Registrar did take the right decision.
-
Rule 45(E) of the Rules of Procedure and Evidence provides that in the event of
the withdrawal of a Counsel, “the Principal
Defender shall assign another
Counsel who may be a member of the Defence Office, to the indigent
accused”. Article 24 –
Withdrawal of Assignment in Other Situations
- of the Directive, applicable in the current case, provides in Paragraph (D)
that “[t]he
Principal Defender shall immediately assign a new Counsel to
the Suspect or Accused”. Neither Rule 45(E) nor Article 24(D)
does
provide, in the circumstances of the withdrawal of Counsel, discretion of the
Principal Defender to reassign the same Counsel
as withdrawn. The choice of the
new Counsel to be assigned belongs to the Principal Defender, in consultation
with the suspect or
accused, pursuant to Article 9(A)(i) of the Directive, but
Rule 45(E) and Article 24(D) make it clear that the assigned Counsel shall
be
different from the withdrawn one.
-
The Appeals Chamber does not see any merits in the Defence allegation that the
exclusion of the withdrawn Counsel from re-assignment
violates the
accused’s right to a Counsel of their own choosing. On this aspect, the
Appeals Chamber concurs with the Trial
Chamber’s finding in the Impugned
Decision[60], agreed
upon by both
Respondents[61], that
the right to counsel of the Accused’s own choosing is not absolute,
especially in the case of indigent accused, and observes
that the conditions of
exercise of this right are set up by the Directive. In particular, the indigent
Accused shall be consulted
on the choice of his counsel pursuant to article
9(A)(i) of the Directive and he may only elect one Counsel from the list of
qualified
counsel set up by the Principal Defender in accordance with Rule 45(C)
and Article 13 of the Directive. The Appeals Chamber notes
that this
consultation process goes substantially further in the protection of the
indigent accused right to a counsel of their own
choosing than the regulations
applicable before other sister Tribunals, which provide that the Registrar
chooses and appoints Counsel
but does not mention any consultation with the
Accused.[62] The SCSL
regulations are also fully consistent with the jurisprudence of the European
Court for Human Rights, in particular its Decision
in the Mayzit v.
Russia Case relied upon by the
Applicants:[63]
Notwithstanding the importance of a relationship of confidence between lawyer and client, the right to choose one’s own counsel cannot be considered to be absolute. It is necessarily subject to certain limitations where free legal aid is concerned and also where it is for the courts to decide whether the interests of justice require that the accused be defended by counsel appointed by them. When appointing defence counsel the national courts must certainly have regard to the defendant’s wishes. However, they can override those wishes when there are relevant and sufficient grounds for holding that this is necessary in the interests of justice (see Croissant v. Germany, judgment of 25 September 1992, Series A no. 237-B, § 29).
-
It is therefore the view of the Appeals Chamber that the aforementioned
regulations applicable before the Special Court are fully
consistent with
Article 17(4)(d) right of the Accused to a counsel of his own choosing.
-
In his decision embodied by Mr. Maguire’s Letter of 19 May 2005, the
Registrar did nothing more than restate the order “allowing
counsel to
withdraw” made by Trial Chamber II on 12 May
2005[64] and confirmed
“again on 16 May following an oral notification of the desire to
re-appoint counsel” when “the court
said that the order had been
made and any letters, correspondence or documents that seek to go behind that
decision cannot be countenanced
by the
court”.[65]
-
In the view of the Appeals Chamber, the Registrar may have made his decision
clearer by referring to the Trial Chamber’s orders
directing “the
Principal Defender to assign another counsel as lead counsel to” Brima and
Kamara[66] and to the
relevant dispositions of Rule 45(E) and Article 24(D) of the Directive. But it
is the Appeals Chamber’s view that
the Registrar’s decision that the
withdrawn Counsel shall not be re-assigned was fully consistent with these
regulations and
did not violate in any way the Accused right to Counsel of their
own choosing.
-
The Appeals Chamber therefore finds that the Registrar had the capacity to take
the decision embodied by Mr. Maguire’s letter
of 19 May 2005 and that the
decision he made was correct.
(c) The Trial Chamber’s Refusal to Declare the Decision of the Registrar Not to Re-assign Counsel Null and Void
- To
deny the Applicants’ request to declare the Registrar’s decision not
to re-assign Counsel null and void, the Trial
Chamber first justifies the
intervention of the Registrar in that matter on the ground that, “in the
absence of the actual
Principal Defender, certain obligations to carry out
duties fall out upon the
Registrar”.[67]
The Appeals Chamber disagrees with that opinion of the Trial Chamber. As held by
Trial Chamber I in its decision of 6 May 2004 in
the same
case:[68]
In fact, in view of the very nature and functioning of public or private services, it is, and should always be envisaged, that the substantive holder of the position is not expected to be there at all times. In order to ensure a proper functioning and a continuity of services with a view to avoiding a disruption in the administrative machinery, the Administration envisages and recognizes the concept of “Acting Officials” in the absence of their substantive holders.
The Chamber, contrary to the Applicant’s submission on this issue, is of the opinion that where an official is properly appointed or designated to act in a position during the absence of the substantive holder of that position, the Acting Official enjoys the same privileges and prerogatives as those of the substantive official and in that capacity, can take the decisions inherent in that position.
The Appeals Chamber concurs with this opinion of Trial Chamber I and considers that, in the absence of the actual Principal Defender, the duty to decide on the reassignment of the withdrawn Counsel automatically fell on the Deputy Principal Defender in her acting capacity.
-
However, the Appeals Chamber agrees with the Trial Chamber’s next finding
that the Registrar “has a further overall duty
to act as principal
administrator of the Court”. The Appeals Chamber finds that the
Registrar’s capacity to decide not
to re-assign Counsel derived from his
administrative authority on the Defence Office and, as explained above, from the
delegation
of his statutory prerogatives as regards the enforcement of the
rights of the Defence pursuant to Articles 16(1) and 17 of the SCSL
Statute,
which did not divest him from his powers in the matter.
-
As regards the substance of the Registrar’s decision, the Appeals Chamber
has already found that it was fully compliant with
Rule 45(E) and Article 24(D)
of the Directive, applicable in the case, and did not violate in any way the
Accused’s statutory
right to have a Counsel of their own choosing. The
Registrar’s decision was furthermore in perfect accordance with the Trial
Chamber’s oral ruling of 12 May 2005, as confirmed on 16 May 2005. The
Appeals Chamber therefore finds that the Impugned Decision
rightly dismissed the
Applicants’ request to declare the Registrar decision null and void.
-
For the foregoing reasons, the Appeals Chamber dismisses the Appellants’
first ground of appeal in its entirety.
2. Defence Second Ground of Appeal
-
In their second ground of appeal, the Appellants challenge the Trial
Chamber’s refusal to order the Acting Principal Defender
to immediately
enter into a legal contract with Messrs. Metzger and
Harris.[69] The
Appeals Chamber notes that the Impugned Decision denies the Applicants request
on that aspect on the ground that it does “not
have the power to interfere
with the law relating to privity of contract”.
-
Without need to enter the details of privity of contract and of the way Legal
Services Contracts are concluded, the Appeals Chamber
observes that, pursuant to
Article 1(A) of the Directive, the Legal Services Contract is defined as an
“agreement between Contracting
Counsel and the Principal Defender for the
representation of a Suspect or Accused before the Special Court for Sierra Leone
outlined
in Article 16 of this Directive”. As confirmed by Article 16(C)
of the Directive, which provides that it is entered “as
soon as
practicable after assignment”, the Legal Services Contract is passed
between the assigned Counsel and the Principal
Defender. Since Mssrs. Metzger
and Harris were no more assigned after their voluntary withdrawal on 12 May
2005, and could not be
reassigned pursuant to Rule 45(E), Article 24(D) of the
Directive and the Trial chamber’s express order, there was no way a
Legal
Services Contract could be concluded between them and the Principal
Defender.
-
Although the reason given by the Trial Chamber in the Impugned Decision is
incorrect, the Appeals Chamber agrees with the denial
of the request to order
the Principal Defender to enter a Legal Services Contract with the withdrawn
Counsel and therefore dismisses
the second ground of appeal in its entirety.
3. Defence Third Ground of Appeal
-
As Third Ground of Appeal, the Defence challenges the denial of an order for a
public hearing on its application. The Defence submits
that the right of the
Accused to a fair and public trial is guaranteed by Article 17(2) of the Statute
and that the only statutory
restriction upon that right is that of measures
imposed by the Trial chamber for the protection of victims and witnesses. The
Defence
submits that Rule 73(A) gives the Trial Chamber the power and discretion
to hear motions in open court and that the Trial Chamber
misinterpreted this
Rule in a way which erodes the rights of the Accused under Article 17 of the
Statute.
-
Article 17(2) of the Statue provides that the accused shall be given a fair and
public hearing the purpose of which is to “protect
litigants from the
administration of justice in secret with no public
scrutiny”.[70]
This right can be restricted as provided for in Article 17(2) of the Statute in
order to protect victims and witnesses. This right
is implemented in the Rules
of Procedure and Evidence, in particular Rule 78 which provides that
“[a]ll proceedings before
a Trial Chamber, other than deliberations of the
Chamber, shall be held in public, unless otherwise provided”.
- The
issue of publicity of the proceedings shall however be distinguished from the
issue of their written or oral character. Written
submissions are, unless
otherwise specifically provided, public. Article 4(B) of the Practice Direction
on Filing Documents provides:
“Where a Party, State, organization or person seeks to file all or part of a document on a confidential basis, the party shall mark the document as ‘CONFIDENTIAL’ and indicate, on the relevant Court Management Section form, the reasons for the confidentiality. The Judge or Chamber shall thereafter review the document and determine whether confidentiality is necessary. Documents that are not filed confidentially may be used in press releases and be posted on the official website of the Special Court.”
-
The publicity of written submissions and decisions implies, as mentioned in
Article 4(B) of the Practice Direction on Filing of Documents,
their potential
use in press releases and their accessibility through the Special Court’s
Website. In these circumstances there
is no question of justice being
administered secretly.
- The
Appeals Chamber therefore finds no merits in the assertion that Rule 73(A)
provision according to which interlocutory motions
may be ruled “based
solely on the written submissions of the parties, unless it is decided to hear
the parties in open Court”,
is, or may be interpreted, in contradiction
with the Accused right to a fair and public hearing pursuant to Article 17(2) of
the
Statute. In the current case, all the submissions filed in relation to the
Motion to re-assign before the Trial Chamber were filed
publicly and are freely
accessible on the Special Court’s Website, as well as the Impugned
Decision.
-
The Appeals Chamber further finds that Rule 73(A) provides for a discretion of
the Trial Chamber to determine on the opportunity
of having an hearing, which
may not be public if the Chamber decides so pursuant to Rule 79, and that Trial
Chamber II did not err
in law in deciding to determine the Motion to re-assign
without organising such hearing in the Impugned Decision. This decision in
no
way could jeopardize the Accused right to a fair and public hearing pursuant to
Article 17(2) of the Statute.
- For
the foregoing reasons, the Appeal is dismissed on this ground.
4. Defence Fourth and Fifth Grounds of Appeal
-
In their fourth ground of appeal, the Appellants submit that the Trial Chamber
erroneously considered the Motion to re-assign as
a Rule 45(E) application. In
their fifth ground of appeal, the Appellants submit that the Trial Chamber
erroneously considered the
Motion to re-assign as an application for review of
its earlier Decision to withdraw. The Appeals Chamber deems appropriate to
address
those two grounds together.
-
The Impugned Decision finds that the Motion to re-assign “seeks to reverse
an order granting relief which the defence itself
sought” and therefore
considers it as “frivolous and
vexatious”.[71]
This conclusion relies on the findings that “the two lead counsel were not
sincere in their reasons for bringing their motion
to withdraw from the case and
that they never expected it to
succeed”[72],
that “it [was] unclear on what legal grounds this application [was]
made”[73], and
that “this application in reality [was] simply a application to reverse a
majority decision given by the Trial Chamber
on 12 May 2005 because in that
decision all relief prayed for was granted to
Counsel”.[74]
The Appeals Chamber will address these three reasons consecutively.
(a) Sincerity of the Application to Withdraw
-
The Appeals Chamber observes that this finding and the considerations on which
it relies are purely findings of fact, namely the
absence of direct evidence of
a change in the circumstances having led to their withdrawal and the fact that
the application to re-assign
“emanate[d] from a letter from the accused
purportedly written on the same day as the Trial Chamber’s order”.
[75]
-
As regards findings of fact made by the Trial Chamber, the Appeals Chamber
recalls that, pursuant to Article 20(1)(c) of the Statute
of the Special Court,
it can only be seized of “an error of fact which has occasioned a
miscarriage of justice” and that,
pursuant to Article 20(2), the
“Appeals Chamber may affirm, reverse or revise the decisions taken by the
Trial Chamber”.
This Appeals Chamber has already held that these
dispositions were also applicable to interlocutory
appeals.[76]
-
These dispositions are the same as before other sister International
Tribunals.[77] They
have been interpreted by the Appeals Chamber of both sister International
Tribunals as implying a limited control of the Trial
Chamber’s assessment
of facts, which may be overturned by the Appeals Chamber only where no
reasonable trier of fact could
have reached the same finding or where the
finding is wholly erroneous. This Appeals Chamber concurs with the finding made
in The Prosecutor v. Semanza, which relies on several judgements of both
ICTR and ICTY Appeals
Chamber:[78]
As regards errors of fact, as has been previously underscored by the Appeals Chamber of both this Tribunal and of the International Criminal Tribunal for the former Yugoslavia (“ICTY”), the Appeals Chamber will not lightly overturn findings of fact made by a trial chamber. Where an erroneous finding of fact is alleged, the Appeals Chamber will give deference to the trial chamber that heard the evidence at trial as it is best placed to assess the evidence, including the demeanour of witnesses. The Appeals Chamber will only interfere in those findings where no reasonable trier of fact could have reached the same finding or where the finding is wholly erroneous. If the finding of fact is erroneous, it will be quashed or revised only if the error occasioned a miscarriage of justice.[79]
The Appeals Chamber emphasises that, on appeal, a party cannot merely repeat arguments that did not succeed at trial in the hope that the Appeals Chamber will consider them afresh. The appeals process is not a trial de novo and the Appeals Chamber is not a second trier of fact. The burden is on the moving party to demonstrate that the trial chamber’s findings or decisions constituted such an error as to warrant the intervention of the Appeals Chamber. Thus, arguments of a party which do not have the potential to cause the impugned decision to be reversed or revised may be immediately dismissed by the Appeals Chamber and need not be considered on the merits.[80]
-
The Appeals Chamber of the Special Court sees no reason to depart from this
common jurisprudence of both sister International Criminal
Tribunals’
Appeals Chamber and will apply it in the current case.
-
In the present case, neither the Trial Chamber’s conclusion as regards the
sincerity of the Counsel’s application to
withdraw, nor the considerations
of facts on which this conclusion relies are challenged by the Appellants. The
considerations of
facts on which the Trial Chamber’s assessment of the
sincerity of the application to withdraw relies are therefore not challenged
by
the Appellants.
- In
these circumstances, the Appeals Chamber finds that the Appellants failed to
demonstrate that the Trial Chamber’s finding
that the application to
withdraw was not sincere could not have been reached by a reasonable trier of
fact or was wholly erroneous
and therefore dismisses the grounds on that
aspect.
(b) Lack of Legal Basis of the Application to Re-assign
-
The Appeals Chamber notes the finding in the Impugned Decision
that:[81]
it is unclear on what legal grounds this application is made. The application does not say it is founded on Rule 45(D) and makes no submission that there are exceptional circumstances that would allow the Trial Chamber to exercise its jurisdiction under Rule 45(D).
-
Although this finding relates to the legal basis of the application to
re-assign, it relies on another finding of facts, namely the
fact that the
applicants nowhere specify the legal basis of their application in their
submissions.
- The Appeals Chamber finds this finding of fact wholly erroneous and refers to the very title of the Motion to re-assign the Trial chamber was seized of:[82]
Extremely Urgent Confidential Joint Motion for the Re-appointment of Kevin Metzger and Wilbert Harris as Lead Counsel for Alex Tamba Brima and Brima Bazzy Kamara, Pursuant to Articles 17(4)(C) and 17(4)(D) of the Statute of the Special Court for Sierra Leone and Rule 54 of the Rules of Procedure and Evidence and the Inherent Jurisdiction of the Court
-
It results from this very title of the application that the Motion to re-assign
identified three different legal grounds, namely
(i) Article 17(4)(C) and (D) of
the Statute, (ii) Rule 54 and (iii) the inherent jurisdiction of the Court.
References to Article
17(4)(C) is made at paragraph 25 of the Motion to
re-assign. References to Article 17(4) (D) are made at paragraphs 18, 21 and 24.
Rule 54 and the inherent jurisdiction of the Court are referred to at paragraph
36.
-
Without assessing in any way on the appropriateness of these legal grounds, the
Appeals Chamber therefore finds that Trial Chamber
II finding that the Motion to
re-assign was not motivated, is wholly erroneous and reverses the Impugned
Decision on that aspect.
(c) Attempt to Reverse the Decision to Withdraw
- Once
again, the finding made in the Impugned Decision, that the Motion to re-assign
was indeed “an application to reverse a
majority decision given by the
Trial Chamber on 12 May
2005”[83] relies
on factual considerations by the Trial Chamber, namely that the Decision to
withdraw granted all relief prayed for by the
applicants and the “alacrity
with which the accused and their Counsel and the Deputy Principal Defender
sought to go behind
that order and seek to reverse
it”.[84]
- Neither
the fact that the previous oral ruling of 12 May 2005 on the application to
withdraw, as confirmed by the written decision
of 20 May 2005, did indeed grant
all the relief claimed by the applying Counsel, nor the alacrity of the
applicant to claim and then
move the Trial Chamber for their re-assignment are
challenged by the Appellants. The considerations of facts on which the Trial
Chamber’s
finding that the application to re-assign was indeed an
application to reverse the majority decision to withdraw Counsel are therefore
not challenged by the Appellants.
- In
these circumstances, the Appeals Chamber finds that the Appellants failed to
demonstrate that the application to re-assign was
not an application to reverse
the majority decision of 12 May 2005 on the application to withdraw.
- This
being said, the Appeals Chamber does not find that the sole fact that the
application to re-assign was an attempt to reverse
the decision on the
application to withdraw makes it necessarily a “frivolous and
vexatious” motion. An applicant whose
application has been fully granted
by a Chamber may have reasons to seek review of the Chamber’s decision
when the circumstances
which led to his or her application have changed. This
opportunity to seek review of a decision by the same Chamber which rendered
it,
which is different from the right to appeal the
decision,[85] is
admitted in the jurisprudence of both sister International Tribunals. The
Appeals Chamber of the International Criminal Tribunal
for Rwanda clarified the
criteria for review in the following terms:
[86]
[...] it is clear from the Statute and Rules[87] that, in order for a Chamber to carry out a review, it must be satisfied that four criteria have been met. There must be a new fact; this new fact must not have been known by the moving party at the time of the original proceedings; the lack of discovery of the new fact must not have been through the lack of due diligence on the part of the moving party; and it must be shown that the new fact could have been a decisive factor in reaching the original decision.
- This
Appeals Chamber considers that the possibility to seek review of a previous
decision when the circumstances have changed is broadly
admitted at the
international level. Beyond the jurisprudence of the other sister International
Tribunals, Article 4, paragraph 2
of Protocol No. 7 to the European Convention
for the Protection of Human Rights and Fundamental Freedoms (1950) provides for
the
reopening of cases if there is inter alia “evidence of new or
newly discovered
facts”.[88]
Article 14 of the International Covenant on Civil and Political Rights
(ICCPR)(1966) refers to the discovery of “newly or newly
discovered
facts”. The International Law Commission has also considered that such a
provision was a “necessary guarantee
against the possibility of factual
error relating to material not available to the accused and therefore not
brought to the attention
of the Court at the time of the initial trial or of any
appeal.”[89]
Finally, Article 84(1) of the Rome Statute of the International Criminal Court
provides for the revision of judgements on the following
grounds:[90]
“(a) New evidence has been discovered that:
- Was
not available at the time of trial, and such unavailability was not wholly or
partially attributable to the party making application;
and
- Is
sufficiently important that had it been proved at trial it would have been
likely to have resulted in a different verdict;
(b) It has been newly discovered that decisive evidence, taken into account at trial and upon which the conviction depends, was false, forged or falsified;
(c) One or more of the judges who participated in conviction or confirmation of the charges has committed, in that case, an act of serious misconduct or serious breach of duty of sufficient gravity to justify the removal if that judge or those judges from office under Article 46.”
- The
facility to seek review on the ground of a change of circumstances has also been
admitted for interlocutory decisions rendered
in the course of
trials.[91]
- The
Appeals Chamber therefore finds that an application before Trial chamber II
seeking review of the Decision to withdraw Counsel
based on a change of
circumstances may have been admissible and would not be per se
“frivolous and vexatious”. This finding is without prejudice of the
fulfilment of the above mentioned criteria for review
by the applicants, which
would have been to be determined by the Trial Chamber. The Appeals Chamber
notes that such an application
should have been filed by the applicants to the
previous decision which review was sought, namely the withdrawn Counsel
themselves,
and not, as in the present case, their clients. However, in the
view of the Appeals Chamber, this error on behalf of the Applicants
and their
Counsel is not sufficient to conclude that the Motion to re-assign, although
ill-conceived, was “frivolous and vexatious”.
- As
a conclusion on the Fourth and Fifth Grounds, the Appeals Chamber finds that the
applicants successfully demonstrated that the
Trial Chamber erred in fact by
stating that the Motion to re-assign had no clear legal basis and that the
Motion was indeed based
on Article 17(4)(C) and (D) of the Statute, Rule 54 and
the Inherent Jurisdiction of the Court. The present finding by the Appeals
Chamber does not imply any judgement on the relevance of these legal bases.
However, the applicants failed to demonstrate that the
Trial Chamber’s
findings that the application to withdraw was not sincere and that the Motion to
re-assign was indeed an application
to reverse the Decision to withdraw could
not have been reached by a reasonable trier of fact or were wholly erroneous.
Nevertheless,
the Appeals Chamber finds that Trial Chamber II erred in law by
considering that the fact that the Motion to re-assign was an application
to
reverse the Decision to withdraw did make this application “frivolous and
vexatious”.
5. Defence Sixth Ground of Appeal
- The
Defence submits that the Trial chamber erred in law and/or in fact by
considering that former Lead Counsel were not eligible to
be re-appointed since
they were no longer on the list of qualified Counsel required to be kept under
Rule 45(C), when their removal
was effected by the Registrar when the Motion to
Re-Appoint was pending judicial consideration by the Trial Chamber. Accordingly,
the Applicants pray the Appeals Chamber to declare the Registrar’s
decision to remove Counsel from the list null and void as
ultra vires, to
declare that the Trial Chamber erred in law by considering that it had no
jurisdiction to review this decision, and to review
it.
(a) The Acting Registrar’s Decision to remove Counsel from the List of Qualified Counsel
- The
decision of the Registrar to withdraw Counsel from the List of qualified Counsel
referred to at paragraph 51 of the Impugned Decision
results from several
correspondences attached to the submission of the Parties before the Trial
Chamber. On 25 May 2005, Mr. Robert
Kirkwood, the then Deputy Registrar, wrote
in his capacity of Acting Registrar to Ms. Elizabeth Nahamya, Acting Head of the
Defence
Office:[92]
One of the main considerations for allowing Counsel to withdraw from the trial was the ongoing security concerns that counsel had for themselves. To date this matter has not been resolved nor have the counsel sought to have these matters investigated by court security. They represent an ongoing security issue for the court and at this point of time are not suitable to be considered as counsel in any trial before the court.
Any request for an investigation into these security issues may take some months to satisfactorily resolve. In these circumstances it is not appropriate to have these counsel on the list of qualified counsel. You are therefore directed to immediately remove Kevin Metzger and Wilbert Harris from the list of qualified counsel who may be assigned as counsel.
- On
26 May 2005, Ms. Elizabeth Nahamya responded to Mr. Robert
Kirkwood:[93]
Regarding your order to me to withdraw Mr. Kevin Metzger and Mr. Wilbert Harris from the List of Qualified Counsel, the Trial Chamber’s Order dated 12 May 2005 and the Decision rendering its reasons issued subsequently on 20 May 2005, did not make a judicial Order instructing the removal of Kevin Metzger and Wilbert Harris. Thus absent a judicial Order to that effect or absent any adjudicated disciplinary findings against Counsel, I cannot remove them from the List. The matter is again a judicial matter that must be decided by Lawyers and Judges.
- On
the same day at 5.33 p.m., Mr Kirkwood sent an e-mail to Ms. Elizabeth Nahamya
in which he
wrote:[94]
Your concerns are duly noted and should judicial review overturn my order it is something I am prepared to accept full responsibility for. The order stands as of the date that it was issued to you and therefore Messrs. Harris and Metzger are no longer eligible for consideration.
(b) Jurisdiction of the Appeals Chamber to Review the Decision of the Acting Registrar
- The
Appeals Chamber notes the caution taken by Trial Chamber II in the Impugned
Decision which limits itself to the finding that “it
appears that the said
Counsel are not eligible to be reappointed since they are no longer on the list
of qualified Counsel required
to be kept under Rule
45(C)”.[95] It
is true that the Trial Chamber was not seized, as the Appeals Chamber is, of a
request to judicially review the decision of the
Registrar to remove the Counsel
from the List of Qualified Counsel. The reason of this is that the Registrar
took his decision to
remove them from the List on 26 May 2005, when the Motion
to re-assign was filed on 24 May 2005.
- Now
the Applicants seek for the first time in this pending appeal a judicial review
of the Registrar’s decision by the Appeals
Chamber. It may be argued that
such a new relief cannot be sought for the first time in appeal and shall
therefore be denied. But
the Appeals Chamber notes that the Parties did not
raise any objection as regards this new request, that the Appellants had no
knowledge,
when they filed their Motion to re-assign before the Trial Chamber,
of that decision of the Registrar which was taken while the matter
was pending
before the Trial Chamber, and that they tried to challenge this decision before
the Trial Chamber in a public hearing
on the Motion, which was refused by the
Trial Chamber. The Appeals Chamber therefore accepts to consider this new
request.
- The
Appeals Chamber refers to its above finding on the inherent jurisdiction of
Chambers to judicially review administrative decisions
affecting the rights of
the Accused. The Appeals Chamber restates that such inherent jurisdiction may be
exercised only in the silence
of the regulations applicable to the matter.
[96]
- The
Appeals Chamber notes that Article 13(F) of the Directive provides:
Where the Principal Defender refuses to place the name of the applicant Counsel on the List of Qualified Counsel, or removes the name of Counsel from the List of Qualified Counsel, the concerned Counsel may seek review, by the President, of the Principal Defender’s refusal. An application for review shall be in writing and the Principal Defender shall be given the opportunity to respond to it in writing.
- For
the reasons mentioned earlier as regards the Registrar’s decision not to
re-assign Counsel, the Appeals Chamber considers
that where the Registrar uses
the powers he keeps in concurrence with the Principal Defender, he shall do so
in the same conditions
as the Principal Defender would. In particular, where the
regulations provide that the Principal Defender’s decision may be
reviewed, the concurrent decision of the Registrar is submitted to the same
condition.
- Therefore,
the Appeals Chamber considers that, pursuant to Article 13(F) of the Directive,
the review of the decision to remove a
Counsel from the List of Qualified
Counsel, either taken by the Principal Defender or the Registrar, falls within
the exclusive province
of the President of the Special Court.
- The
Appeals Chamber therefore concludes that it has no jurisdiction to review the
decision of the Registrar to remove Counsel from
the List of Qualified Counsel
and denies the ground and the related relief.
6. Defence Seventh Ground of Appeal
- In
their seventh and last ground of appeal, the Appellants challenge the Trial
Chamber’s ruling, in the Impugned
Decision[97], that
there were no grounds for submitting that any Judge recuse himself/herself from
the deliberation on the Motion to re-assign.
In this respect, the Appellants
rely on Justice Sebutinde’s observations, in her dissenting opinion.
- The
Appeals Chamber refers to its finding under the First Preliminary Issue raised
in the current decision that, pursuant to article
18 of the Statute, the
concurring/dissenting opinions that are not properly “appended” to
the decision they relate to
and filed together with it are not admissible and
shall be disregarded. Justice Sebutinde’s Dissenting Opinion having been
filed after the Impugned Decision and separately, the Appeals Chamber considers
that it is not admissible and accordingly disregards
it.
- As
regards the oral consultation that was admittedly made by the Registrar to the
Trial Chamber, the Appeals Chamber observes that
the Registrar justifies its
oral consultation of the Trial Chamber on the ground of Rule
33(B).[98] Rule 33(B)
provides:
The Registrar, in the execution of his functions, may make oral or written representations to Chambers on any issue arising in the context of a specific case which affects or may affect the discharge of such functions, including that of implementing judicial decisions, with notice to the parties where necessary.
- The
Appeals Chamber recognizes that in the exercise of its administrative functions
and servicing of the Special Court pursuant to
Article 16(1) of the Statute, the
Registrar may need to confer with the Chambers from time to time. These
consultations do not necessarily
need to be made inter partes, namely in
the presence of the Parties to the case. Rule 33(B) specifically provides that
such notice to the Parties shall be made
only “where necessary”.
Such necessity may arise, in particular, where the interests of the Accused are
concerned.
- The
Appeals Chamber notes the Defence Office’s submission that “contrary
to Rule 33, the [Registrar] did not notify the
Accused nor their Counsel about
his consultation with the Trial Chamber yet the matter at hand was very crucial
to their
rights”[99]. The
Appeals Chamber agrees that, would this consultation have been crucial to the
rights of the Accused, the Registrar should have
notified the Parties pursuant
to Rule 33(B).
- But
the Appeals Chamber finds that the oral consultation between the Registrar and
the Trial Chamber was apparently limited to the
re-confirmation of the Oral
Decision to withdraw Counsel, which was rendered on 12 May 2005 and confirmed on
16 May 2005 and, in
particular, the meaning of the consequential order to
appoint another Counsel to each Accused pursuant to Rule 45(E). In those
circumstances, the Appeals Chamber does not agree that this consultation,
which
appears to have been only motivated by the Defence Office’s insistence to
re-appoint the same Counsel in contravention with the Trial
Chamber’s express and repeated order to appoint another Counsel,
was crucial to the rights of the Accused. The Appeals Chamber therefore
concludes that there was no necessity to notify
this consultation to the Parties
pursuant to Rule 33(B).
- For
the foregoing reasons, the Appeals Chamber concludes that the Appellants failed
to demonstrate that the Trial Chamber erred in
law and/or in fact by stating in
the Impugned Decision that there were no grounds for submitting that any Judge
should have recused
himself or herself. This ground is consequently dismissed in
its entirety.
FOR THESE REASONS
THE APPEALS CHAMBER
DECIDES that the Defence application for leave to appeal was filed out-of-time,
DECIDES that the Defence Notice of Appeal and Submissions in Appeal were filed out-of-time,
NEVERTHELESS DECIDES to determine on the merits of the Appeal,
DECIDES that the Defence Office’s additional ground raised in Section IV, Sub-section 2 of the Defence Office’s Response is inadmissible;
DENIES the Defence’s request in Reply not to consider Justice Doherty’s Comment appended to the decision granting leave to appeal;
DENIES the Registrar’s Additional Motion in its entirety;
PARTIALLY GRANTS the Appeal;
FINDS that the Trial Chamber had jurisdiction to review the Registrar’s decision not to re-assign Counsel Metzger and Harris, BUT FINDS that the Trial Chamber correctly exercised its jurisdiction by dismissing the request to declare that decision null and void;
FINDS that the Trial Chamber erred in fact by stating that the Motion to re-assign had no clear legal basis;
FINDS that the Trial Chamber erred in law by considering that the fact that the Motion to re-assign was an application to reverse the Decision to withdraw did make this application “frivolous and vexatious”;
DISMISSES the Appeal on all other aspects.
Justice Ayoola, Justice King and Justice Robertson are appending their Separate and Concurring Opinions to the present Decision.
Done at Freetown this day 8th of December 2005
________________
Justice Raja Fernando
Presiding Judge,
|
__________________
Justice Emmanuel Ayoola |
___________________
Justice George Gelaga King
|
__________________
Justice Renate Winter |
[Seal of the Special Court for Sierra Leone]
[1] Prosecutor v.
Brima, Kamara, Kanu, T. 12 May 2005, 2.00 p.m., lines 13-16 (“Oral
Order Permitting
Withdrawal”).
[2]
Decision on the Confidential Application for Withdrawal by Counsel for Brima and
Kamara and on the Request for Further Representation
by Counsel for Kanu, 20 May
2005.
[3] Extremely
Urgent Confidential Joint Motion for the Re-Appointment of Kevin Metzger and
Wilbert Harris as Former Lead Counsel for
Alex Tamba Brima and Brima Bazzy
Kamara, Pursuant to Articles 17(4)(C) and 17(4)(D) of the Statute of the Special
Court for Sierra
Leone and Rule 54 of the Rules of Procedure and Evidence and
the Inherent Jurisdiction of the Court, filed on 24 May 2005 (“Motion
to
Re-Appoint”).
[4]
Prosecutor v. Brima, Case No. SCSL-2003-06-PT, Decision on
Applicant’s Motion Against Denial by the Acting Principal Defender to
Enter a Legal
services Contract for the Assignment of Counsel, 6 May 2004 (the
“6 May 2004 Decision in the Brima
case”).
[5]
ICTR, Prosecutor v. Nyiramasuhuko et al., Case No. 98-42-AR73.2, Decision
on Pauline Nyiramasuhuko’s Appeal on the Admissibility of Evidence, 4
October 2004, para.
4-5.
[6]
Prosecutor v. Norman, Kondewa, Fofana, Case No. SCSL-2004-14-A, Decision
on Amendment of the Consolidated Indictment, 16 May 2005, para. 43.
[7] Rules 73(B) of
the SCSL Rules.
[8]
Prosecutor v. Brima, Kamara, Kanu, Case No. SCSL-2004-14-T, Brima-Kanu
Defence Application for Leave to Appeal from Decision on the Extremely Urgent
Confidential Joint
Motion for the Re-Appointment of Kevin Metzger and Wilbert
Harris as Lead Counsel for Alex Tamba Brima and Brima Bazzy Kamara and
Decision
on Cross Motion by Deputy Principal Defender to Trial Chamber II for
Clarification of its Oral Order of 12 May 2005, 14
July
2005.
[9]
Prosecutor v. Brima, Kamara, Kanu, Case No. SCSL-2004-14-T, Dissenting
Opinion of the Hon. Justice Julia Sebutinde from the Majority Decision on the
Extremely Urgent
Confidential Joint Motion for the Re-Appointment of Kevin
Metzger and Wilbert Harris as Lead Counsel for Alex Tamba Brima and Brima
Bazzy
Kamara and Decision on Cross Motion by Deputy Principal Defender to Trial
Chamber II for Clarification of its Oral Order of
12 May 2005”, 11 July
2005 (“Justice Sebutinde’s Opinion Dissenting from the Impugned
Decision”).
[10]
Prosecutor v. Norman, Fofana, Kondewa, Case No. SCSL-2004-14-A, Decision
on Amendment of the Consolidated Indictment, 16 May 2005, para. 45;
Prosecutor v. Brima, Kamara, Kanu, Case No. SCSL-2004-16-A, Decision on
Defence Appeal Motion Pursuant to Rule 77 (J) on Both the Imposition of Interim
Measures and
an Order Pursuant to Rule 77(C)(iii), 23 June 2005, para.
28.
[11] Prosecutor
v. Norman, Fofana, Kondewa, Case No. SCSL-2004-14-T, Decision on Prosecution
Application for Leave to Appeal “Decision
on the First Accused’s
Motion for Service and Arraignment on the Consolidated Indictment”, 15
December 2004.
[12]
ICTR, Prosecutor v. Nyiramasuhuko et al., Case No. 98-42-AR73.2, Decision
on Pauline Nyiramasuhuko’s Appeal on the Admissibility of Evidence, 4
October 2004, para.
4-5.
[13] Practice
Direction for Certain Appeals Before the Special Court, 30 September
2004.
[14] Practice
Direction on Filing Documents Before the Special Court for Sierra Leone, 27
February 2003, Amended on 1 June
2004.
[15] Article
10 deals with urgent
measures.
[16]
See Order Designating Judicial Recess, 23 June
2005.
[17] See
below, Fourth Preliminary
Issue.
[18]
Prosecutor v. Sesay, Kallon, Gbao, Case No. SCSL-2004-15-T, Decision on
Prosecution Request for Leave to Call Additional Witnesses and Disclose
Additional Witness
Statements, 11 February 2005, para.
28.
[19]
Prosecutor v. Brima, Kamara, Kanu, Case No. SCSL-2004-16-T, Decision on
Joint defence Motion on Disclosure of All Original Witness Statements, Interview
Notes and
Investigator’s Notes Pursuant to Rule 66 and/or 68, 4 May 2005,
para. 20. See also Prosecutor v. Brima, Kamara, Kanu, Case No.
SCSL-2004-16-T, Decision on Objection to Question Put by Defence in
Cross-Examination of Witness TF1-227, 15 June 2005,
para.
43.
[20]
Prosecutor v. Brima, Kamara, Case No. SCSL-2004-16-T, Decision on the
Extremely Urgent Confidential Joint Motion for the Re-Appointment of Kevin
Metzger and
Wilbert Harris as Lead Counsel for Alex Tamba Brima and Brima Bazzy
Kamara and Decision on Cross-Motion by Deputy Principal Defender
to Trial
Chamber II for Clarification of its Oral Order of 12 May 2005, 9 June 2005,
para. 20.
[21]
Prosecutor v. Brima, Kamara, Kanu, Case No. SCSL-2004-16-T, Decision on
Prosecution request for Leave to Call an Additional Witness (Zainab Hawa
Bangura) Pursuant
to Rule 73bis(E), and on Joint Defence Notice to Inform
the Trial Chamber of its Position vis-à-vis the Proposed Expert Witness
(Mrs Bangura)
Pursuant to Rule 94bis, 5 August 2005, para.
27.
[22]
Prosecutor v Norman, Fofana, Kondewa, Case No. SCSL-2004-14-A, Decision
on Prosecution Appeal Against the Trial Chamber’s Decision of 2 August
2004 Refusing Leave
to File an Interlocutory Appeal, 17 January 2005,
para. 24.
[23]
Paragraph 10(C) of the Practice Direction on Certain Appeals (Emphasis
added)
[24] Article
20(1) of the Statute; Rule 106 of the Rules of Procedure and Evidence (Emphasis
added).
[25]
Prosecutor v. Gbao, Case No. SCSL-2004-15-T, Decision on Application for
Leave to Appeal Decision on Application to Withdraw Counsel, 4 August 2004,
para. 54-55,
57.
[26] For an
application of that old Rule by the ICTY Appeals Chamber, see Prosecutor v.
Tadic, Case No. IT-94-1-A, Appeal Judgement, 15 July 1999, para. 247;
Prosecutor v. Kupreskic, Case No. IT-95-16-A, Appeal Judgement, 23
October 2001, para. 22. Rule 73(B) of the ICTY currently provides:
“Decisions on
all motions are without interlocutory appeal save with
certification by the Trial Chamber, which may grant such certification if
the
decision involves an issue that would significantly affect the fair and
expeditious conduct of the proceedings or the outcome
of the trial, and for
which, in the opinion of the Trial Chamber, an immediate resolution by the
Appeals Chamber may materially advance
the proceedings.(Amended 12 Apr 2001,
amended 23 Apr
2002).
[27] See
also Prosecutor v. Sesay, Case No. SCSL-2004-15-T, Decision on
Defence Motion, 15 July 2004, para. 13 and Prosecutor v. Kallon, Case No.
SCSL-2004-15-T, Decision on Confidential Motion, 11 October 2004, para. 21, on
the nature of “requests” before
the Trial
Chambers.
[28] Rule
111 of the Rules of Procedure and
Evidence.
[29] Rule
113(A) of the Rules of Procedure and
Evidence.
[30] Rule
112 of the Rules of Procedure and
Evidence.
[31]
Supra, Second Preliminary
Issue.
[32]
Supra Third Preliminary
Issue.
[33] See
Attachment C to the Motion for
Reappointment.
[34]
See Interoffice Memorandum, re: “Re-appointment of Mr. Kevin Metzger
and Wilbert Harris as Lead Counsel”, 17 May 2005, in
Attachment A to the
Defence Office’s
Response.
[35]
See e-mail, re: :Re-assignment of Mr. Metzger and Harris”, 19 May
2005, in Attachment C-1 to the Defence Office’s
Response.
[36]
Article 12(A) of the
Directive.
[37]
Prosecutor v. Brima, Case No. SCSL-2004-16-PT, Decision on
Applicant’s Motion Against Denial by the Acting Principal Defender to
Enter a Legal
Service Contract for the Assignment of Counsel, 6 May 2004, para.
35.
[38] See
ICTR, Prosecutor v. Nzirorera, ICTR-98-44-T, President’s
Decision on Review of the Decision of the Registrar Withdrawing Mr. Andrew
McCartan as Lead Counsel
of the Accused Joseph Nzirorera (President Pillay), 13
May 2002, p. 3, sect. (xi); ICTY, Prosecutor v. Hadzihasanovic et al.,
IT-01-47-PT, Decision on the Prosecution’s Motion for Review of the
Decision of the Registrar to Assign Mr. Rodney Dixon as
Co-Counsel to the
Accused Kubura (TC), 26 March 2002, para. 12-13; ICTY, Prosecutor v. Delalic
et al., IT-96-21-PT, Decision of the President on the Prosecutor’s
Motion for the Production of Notes Exchanged Between Zejnil Delalic
and Zdravko
Mucic (President Cassese), 11 November
1996.
[39] ICTR,
Prosecutor v. Ntahobali, ICTR-97-21-T, Decision on Ntahobali’s
Extremely Urgent Motion for the Re-instatement of Suspended Investigator, Mr
Thaddée
Kwitonda (TC), 14 December 2001, para.
17.
[40] ICTR,
Prosecutor v. Ntahobali, ICTR-97-21-T, Decision on the Application by
Arsène Shalom Ntahobali for Review of the Registrar’s Decisions
Pertaining
to the Assignment of an Investigator”(President Pillay), 13
November 2002, para.
4-5.
[41]
Prosecutor v. Brima, Case No. SCSL-2004-16-PT, Decision on
Applicant’s Motion Against Denial by the Acting Principal Defender to
Enter a Legal
Service Contract for the Assignment of Counsel, 6 May 2004, para.
39.
[42] Rule
45(Chapeau) and Article 1(A) of the
Directive.
[43]
Rule 45(A) (Emphasis
added).
[44] Rule
45 (C) and Articles 13 and 23(B)(iii) of the
Directive.
[45]
Article 9(A) and 12(B) of the
Directive.
[46]
Article 9(A)(i) of the
Directive.
[47]
Article 10 of the
Directive.
[48]
Article 11 of the Directive (Emphasis
added).
[49]
Article 1(A), 14 and 16(C) to
(F).
[50] Rule
45(D).
[51] Article
23 (A) of the
Directive.
[52]
Article 24 (A) and (B) of the
Directive.
[53]
Rule 45(E) and Article 23(D) of the Directive. (Emphasis
added).
[54]
Article 16(1) of the Statute and Rule
33(A);
[55] Rule 45
(Chapeau).
[56]
Rule 33(A).
[57]
Rule 45 and Article 1(A) of the
Directive.
[58]
e.g. Rule
26bis.
[59]
Huth v. Clarke (1890) 25 QBD 391. See also the Local Government
Act 1972 s 101(4); and Halsbury’s Laws of England, Administrative
Law, 2. Administrative
Powers.
[60]
Impugned Decision, para.
44.
[61] Defence
Office’s Response, p. 6-7; Registrar’s Response, para. 2,
15.
[62] Article
10(A)(i) of the ICTR Directive on Assignment of Counsel; Article 11(A)(i) of the
ICTY Directive on Assignment of Counsel.
See also the jurisprudence referred to
at para. 45 of the Impugned
Decision.
[63]
Mayzit v. Russia, ECHR (2005), 20 January 2005, para.
66.
[64] See
Prosecutor v. Brima, Kamara, Kanu, Case No. SCSL-2004-15-T, Transcript of 12
May 2005, p. 2, annexed to the Defence’s
Reply.
[65] See
Prosecutor v. Brima, Kamara, Kanu, Case No. SCSL-2004-15-T, Transcript of 16
May 2005, p. 2, quoted in Defence Office’s Response, p.
3.
[66] Transcript
of 12 May 2005, p. 2, lines 17-20, annexed to the Defence’s
Reply.
[67] Para.
38 of the Impugned
Decision.
[68]
Prosecutor v. Brima, Case No. SCSL-2004-16-PT, Decision on
Applicant’s Motion Against Denial by the Acting Principal Defender to
Enter a Legal
Service Contract for the Assignment of Counsel, 6 May 2004, para.
78-79.
[69] Para.
37 of the Impugned
Decision.
[70]
Pretto v. Italy (A/71): (1984) 6 E.H.R.R. p.
182.
[71] Para. 52
of the Impugned
Decision.
[72]
Para. 48 of the Impugned
Decision.
[73]
Para. 49 of the Impugned
Decision.
[74]
Para. 50 of the Impugned
Decision.
[75]
Para. 48 of the Impugned
Decision.
[76]
Prosecutor v. Norman, Fofana, Kondewa, Case No. SCSL-2004-14-AR73,
Decision on Amendment of the Consolidated Indictment, 16 May 2005, para.
76.
[77] See
Articles 24(1)(b) and 24(2) of the ICTR Statute; Articles 25(1)(b) and 25(2)
of the ICTY
Statute.
[78]
Prosecutor v. Semanza, ICTR-97-20-A, Judgement, 20 May 2005, para.
8.
[79]
Niyitegeka Appeal Judgement, para. 8; Krstic Appeal Judgement,
para. 40; Krnojelac Appeal Judgement, para. 11-13, 39; Tadic
Appeal Judgement, para. 64; Celebici Appeal Judgement, para. 434;
Aleksovski Appeal Judgement, para. 63; Vasiljevic Appeal
Judgement, para.
8.
[80] See in
particular Rutaganda Appeal Judgement, para. 18.
[81] Para. 49
of the Impugned
Decision.
[82]
Prosecutor v. Brima, Kamara, Kanu, Case no. SCSL-2004-16-T, Extremely
Urgent Confidential Joint Motion for the Re-appointment of Kevin Metzger and
Wilbert Harris as
Lead Counsel for Alex Tamba Brima and Brima Bazzy Kamara,
Pursuant to Articles 17(4)(C) and 17(4)(D) of the Statute of the Special
Court
for Sierra Leone and Rule 54 of the Rules of Procedure and Evidence and the
Inherent Jurisdiction of the Court, 24 May 2005.
(emphasis
added)
[83] Para.
50 of the Impugned
Decision.
[84]
Idem.
[85]
ICTY, Prosecutor v. Tadic, Case No. IT-94-1-A, Decision on
Appellant’s Motion for Extension of the Time-Limit and Admission of
Additional Evidence (AC),
15 October 1998, para.
30.
[86] ICTR,
Prosecutor v. Barayagwiza, Case No. ICTR-97-19-AR72, Decision
(Prosecutor’s Request for Review or Reconsideration)”(AC), 31 March
2000, para.
41.
[87] Article
25, Rules 120 and
121.
[88] 22
November 1984, 24 ILM 435 at
436.
[89] Report
of the International Law Commission on the work of its
46th session, Official Records,
49th session, Supplement Number 10 (A/49/10) at page
28.
[90] Article
84(1) of the Rome statute of the International Criminal
Court.
[91] ICTR,
Prosecutor v. Barayagwiza, Case No. ICTR-97-19-AR72, Decision
(Prosecutor’s Request for Review or Reconsideration)”(AC), 31 March
2000, para. 41;
ICTR, Prosecutor v. Ndindiliyimana et al. (“Military
II”), Case No. ICTR-00-56-T, Decision on Bizimungu’s Motion for
Reconsideration of the Chamber’s 19 March 2004 Decision on
Disclosure of
Prosecution Materials, 3 November 2004, para. 21; Prosecutor v.
Ndindiliyimana et al. (“Military II”), Case No. ICTR-00-56-T,
Decision on Nzuwonemeye’s Motion for Reconsideration of the
Chamber’s Oral Decision of 14 September
2005 on Admissibility of Witness
XXO’s Testimony in the Military I Case in Evidence, 10 October
2005.
[92] See
Attachment 1 to the Registrar’s (First Respondent) Response to the
Motion to
Re-assign.
[93]
See Attachment to the Principal Defender’s Response to the Motion
to Re-assign, pages
8923-8924.
[94]
See Attachment to the Principal Defender’s Response to the Motion
to Re-assign, page
8922.
[95] Para. 51
of the Impugned
Decision.
[96]
Prosecutor v. Norman, Fofana, Kondewa, Case No. SCSL-2004-14-T, Decision
on Prosecution Appeal Against the Trial Chamber’s Decision of 2 August
2004 Refusing Leave
to File an Interlocutory Appeal, 17 January 2005, para.
31-32.
[97] Para.
33 of the Impugned
Decision.
[98]
Para. 59 of the Registrar’s
Response.
[99] Page
20 of the Defence Office’s Response.